Scott Ratajczak

STRATEGIC ADVISERS LLC

WYNCOTE, PA

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CRD#: 5034905

Professional summary

Scott Ratajczak is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Wyncote, Pennsylvania and FIDELITY BROKERAGE SERVICES LLC located in Covington, Kentucky.

Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Scott has worked at 17 firms and has passed the Series 66, Series 63, Series 99TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Ratajczak's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

WYNCOTE, PA

Current

August 23, 2022 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 100 Howe Drive, Covington, KY 41015

CRD#: 7784

Covington, KY

Past

August 31, 2022 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

WYNCOTE, PA

Past

April 28, 2021 - May 10, 2022

CUNA BROKERAGE SERVICES, INC.

RIA

CRD#: 13941

PHILADELPHIA, PA

Past

April 28, 2021 - May 10, 2022

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

PHILADELPHIA, PA

Past

November 25, 2020 - February 19, 2021

THRIVE CAPITAL MANAGEMENT, LLC

RIA

CRD#: 281347

Fort Washington, PA

Past

July 20, 2020 - October 21, 2020

CORNERSTONE PLANNING GROUP

RIA

CRD#: 307189

FAIRFIELD, NJ

Past

April 4, 2019 - July 29, 2020

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

BALA CYNWYD, PA

Past

January 30, 2019 - July 29, 2020

NYLIFE SECURITIES LLC

CRD#: 5167

BALA CYNWYD, PA

Past

December 26, 2017 - July 13, 2018

SANTANDER SECURITIES LLC

RIA

CRD#: 41791

Florham Park, NJ

Past

December 26, 2017 - July 13, 2018

SANTANDER SECURITIES LLC

CRD#: 41791

Florham Park, NJ

Past

November 3, 2017 - December 22, 2017

AEGIS CAPITAL CORP.

RIA

CRD#: 15007

MORRISTOWN, NJ

Past

November 2, 2017 - December 22, 2017

AEGIS CAPITAL CORP.

CRD#: 15007

MORRISTOWN, NJ

Past

June 28, 2016 - October 26, 2017

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

BERKELEY HEIGHTS, NJ

Past

June 27, 2016 - October 26, 2017

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

BERKELEY HEIGHTS, NJ

Past

October 2, 2015 - March 11, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

SADDLE BROOK, NJ

Past

November 6, 2014 - March 11, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

SADDLE BROOK, NJ

Past

November 2, 2012 - April 9, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PARAMUS, NJ

Past

January 9, 2012 - October 12, 2012

ALEXANDER CAPITAL, L.P.

CRD#: 40077

RED BANK, NJ

Past

August 14, 2008 - January 9, 2012

GARDEN STATE SECURITIES, INC.

CRD#: 10083

HACKENSACK, NJ

Past

August 23, 2007 - August 18, 2008

THE CONCORD EQUITY GROUP, LLC

CRD#: 14569

SADDLE BROOK, NJ

Past

October 24, 2005 - August 24, 2007

J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177

SADDLEBROOK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(8/23/2022)

Alaska
(8/23/2022)

Arizona
(8/23/2022)

Arkansas
(8/23/2022)

California
(8/23/2022)

Colorado
(8/23/2022)

Connecticut
(8/23/2022)

Delaware
(8/23/2022)

District of Columbia
(8/23/2022)

Florida
(8/23/2022)

Georgia
(8/23/2022)

Hawaii
(8/23/2022)

Idaho
(8/23/2022)

Illinois
(8/23/2022)

Indiana
(8/23/2022)

Iowa
(8/23/2022)

Kansas
(8/23/2022)

Kentucky
(8/23/2022)

Louisiana
(8/23/2022)

Maine
(8/23/2022)

Maryland
(8/23/2022)

Massachusetts
(8/23/2022)

Michigan
(8/23/2022)

Minnesota
(8/23/2022)

Mississippi
(8/23/2022)

Missouri
(8/23/2022)

Montana
(8/23/2022)

Nebraska
(8/23/2022)

Nevada
(8/23/2022)

New Hampshire
(8/23/2022)

New Jersey
(8/23/2022)

New Mexico
(8/23/2022)

New York
(8/23/2022)

North Carolina
(8/23/2022)

North Dakota
(8/23/2022)

Ohio
(8/25/2022)

Oklahoma
(8/23/2022)

Oregon
(8/23/2022)

Pennsylvania
(8/23/2022)

IAR

Pennsylvania
(3/31/2025)

Puerto Rico
(8/23/2022)

Rhode Island
(8/23/2022)

South Carolina
(8/23/2022)

South Dakota
(8/23/2022)

Tennessee
(8/23/2022)

Texas
(8/23/2022)

IAR

Texas
(3/31/2025)

Utah
(8/23/2022)

Vermont
(8/23/2022)

Virgin Islands
(8/23/2022)

Virginia
(8/23/2022)

Washington
(8/23/2022)

West Virginia
(8/23/2022)

Wisconsin
(8/23/2022)

Wyoming
(8/23/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/28/2015

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/21/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 11/15/2021

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 7/13/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/21/2005

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

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Contact information

Main Address

155 Seaport Blvd, Boston, MA 02210-2698

Mailing Address

Phone number

(617) 563-7000

Established

Firm type

Fiscal year end

# of Employees

16,291

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)

FIDELITY STRATEGIC DISCIPLINES (11/10/2025)

FIDELITY WEALTH SERVICES (9/10/2025)

STRATEGIC ADVISERS LLC (9/10/2025)

FIDELITY MANAGED FIDFOLIOS (3/31/2025)

FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)

FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,486,631
AUM (Assets Under Management)	$ 1,067,664,605,590

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/24/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Scott Ratajczak

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Ratajczak's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDELITY BROKERAGE SERVICES LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

CUNA BROKERAGE SERVICES, INC.

CUNA BROKERAGE SERVICES, INC.

THRIVE CAPITAL MANAGEMENT, LLC

CORNERSTONE PLANNING GROUP

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

SANTANDER SECURITIES LLC

SANTANDER SECURITIES LLC

AEGIS CAPITAL CORP.

AEGIS CAPITAL CORP.

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

ALEXANDER CAPITAL, L.P.

GARDEN STATE SECURITIES, INC.

THE CONCORD EQUITY GROUP, LLC

J.P. TURNER & COMPANY, L.L.C.

Primary Firm SEC Registration

STRATEGIC ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/28/2015

Series 63

Date: 11/21/2005

Series 99TO

Date: 11/15/2021

SIE

Date: 7/13/2018

Series 7

Date: 10/21/2005

FINRA

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

STRATEGIC ADVISERS LLC

TRUST BUT VERIFY

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