Joshua D. Rochon

ADVISORY ALPHA

Perrysburg, OH 43551

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CRD#: 5033527

Professional summary

Joshua David Rochon, CFP®, who also goes by Joshua D Rochon, is a registered financial advisor currently at ADVISORY ALPHA, LLC located in Perrysburg, Ohio.

Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Joshua has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joshua D Rochon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Citizen Advisory Group; Investment-related; 770 Commerce Dr., Perrysburg, OH 43551; financial services, consulting, and education; Financial Advisor; 09/2025;Approx.160hours/month; Approx. 160 hours/month during trading hours; Insurance and financial services for clients. 2) Joshua Rochon; Investment-related; 770 Commerce Dr., Perrysburg, OH4 3551; Insurance product sales; Licensed insurance agent; 06/2010; Approx. 160 hours/month; Approx. 160 hours/month during trading hours; Sale of fixed insurance products.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua David Rochon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

September 24, 2025 - Present

ADVISORY ALPHA, LLC

Office #1: 770 Commerce Dr., Perrysburg, OH 43551

RIA

CRD#: 158282

Perrysburg, OH

Past

December 9, 2021 - June 28, 2025

TFO WEALTH PARTNERS

RIA

CRD#: 124407

MAUMEE, OH

Past

July 1, 2020 - December 2, 2021

JDR FINANCIAL, LLC

RIA

CRD#: 309303

Perrysburg, OH

Past

April 24, 2018 - July 28, 2020

FOURTH DIMENSION FINANCIAL GROUP

RIA

CRD#: 7691

TOLEDO, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ADVISORY ALPHA, LLC

CRD#: 158282 / SEC#: 801-72499

RIA

Registered Investment Advisory firm - (6/14/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(9/24/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/6/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 4/27/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/26/2009

General Securities Representative Examination

Current Firm

ADVISORY ALPHA, LLC

CRD#: 158282 / SEC#: 801-72499

RIA

Registered Investment Advisory firm - (6/14/2011 Approved)

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Contact information

Main Address

348 S Waverly Rd Suite 100, Holland, MI 49423

Mailing Address

Phone number

(866) 530-1400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (48 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADVISORY ALPHA, LLC ADV PART 2A (4/24/2025)

Regulatory assets under management

Total Number of Accounts	22,480
AUM (Assets Under Management)	$ 3,468,083,482

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joshua D. Rochon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua David Rochon's CRS (Customer Relationship Summary).

Certified licenses

Experience

TFO WEALTH PARTNERS

JDR FINANCIAL, LLC

FOURTH DIMENSION FINANCIAL GROUP

FIFTH THIRD SECURITIES, INC.

FIFTH THIRD SECURITIES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

EDWARD JONES

EDWARD JONES

KEY INVESTMENT SERVICES LLC

KEY INVESTMENT SERVICES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

ADVISORY ALPHA, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/6/2009

SIE

Date: 4/27/2018

Series 7

Date: 10/26/2009

Current Firm

ADVISORY ALPHA, LLC

Contact information

SEC notice filing (48 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ADVISORY ALPHA, LLC

TRUST BUT VERIFY

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