Kimberly M. Rubenstein
KESTRA PRIVATE WEALTH SERVICES
Chesterfield, MO 63005
Some features on this profile are disabled
CRD#: 5033263
Professional summary
Kimberly M Rubenstein, CFP®, who also goes by Kimberly M Massa, Kimberly M Massa Rubenstein, is a registered financial advisor currently at KESTRA PRIVATE WEALTH SERVICES, LLC located in Chesterfield, Missouri and KESTRA INVESTMENT SERVICES, LLC located in Chesterfield, Missouri.
Kimberly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Kimberly has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kimberly M Massa | Kimberly M Massa Rubenstein
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Massa R&M Investment Related: No Address: 14312 S Outer 40 Chesterfield MO 63017 Nature of Business: Other Other/None of the Above serving food to people Position, Title or Relationship: 20% owner of LLC Start Date: 1/1/2016 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: review financials, provide assistance in restaurant location when needed Business Name: Undivided Wealth Management Investment Related: Yes Address: 657 Spirit Airpark West Drive, Ste 104 Chesterfield MO 63005 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: Managing partner, Director of Planning Start Date: 5/9/2018 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: creating financial plans, client facing, making investment decisions Business Name: MASSA LTD POSITION: Owner NATURE: Restaurant INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2025 ADDRESS: 16706 Kehrs Mill Estates Drive, Chesterfield MO 63005, United States DESCRIPTION: Work with family members to manage the business. Not involved in daily operations. Business Name: MASSA'S OF ST CHARLES POSITION: Owner NATURE: Restaurant INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2025 ADDRESS: 3761 New Town Blvd, St Charles MO 63301, United States DESCRIPTION: Participate in strategy, not daily operations Business Name" MASSA'S BRIDGETON POSITION: owner NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2025 ADDRESS: 4120 N Lindbergh Blvd, Hazelwood MO 63044, United States DESCRIPTION: Own the building 1/3
CRS (Client Relationship Summary) - RIA
Click below to view Kimberly M Rubenstein's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2008
Experience
Current
May 9, 2018 - Present
KESTRA PRIVATE WEALTH SERVICES, LLC
Office #1: 657 Spirit Airpark West Drive Suite 104, Chesterfield, MO 63005RIA
CRD#: 155193
Chesterfield, MO
Current
May 9, 2018 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 657 Spirit Airpark West Drive Suite 104, Chesterfield, MO 63005BD
CRD#: 42046
Chesterfield, MO
Past
February 25, 2009 - May 14, 2018
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
FRONTENAC, MO
Past
February 25, 2009 - May 14, 2018
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
FRONTENAC, MO
Past
January 25, 2006 - February 27, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
CLAYTON, MO
Past
November 10, 2005 - February 27, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
CLAYTON, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KP
KESTRA PRIVATE WEALTH SERVICES, LLC
1626 WEALTH MANAGEMENT | WOODS ASSET MANAGEMENT | WASHINGTON WEALTH MANAGEMENT, LLC | WASHINGTON WEALTH MANAGEMENT | VINTAGE WEST CAPITAL MANAGEMENT | TIGER WEALTH MANAGEMENT | STONE BEACON CAPITAL | STEVEN POLLACK & ASSOCIATES | SELECT WEALTH ADVISERS | SADE GROUP PRIVATE WEALTH MANAGEMENT | PSM PRIVATE WEALTH MANAGEMENT | PROSPERITY POINT WEALTH MANAGEMENT | POINT WEST INVESTMENT SOLUTIONS | PACILIO WEALTH MANAGEMENT | PACIFIC POINT ASSET MANAGEMENT | OVERLAKE PARTNERS | MIDDLEBURG WEALTH MANAGEMENT | MARTUCCI ADAMS WEALTH ADVISORS | LANGLEY PACIFIC PARTNERS | KIMBALL CREEK PARTNERS | KESTRA PRIVATE WEALTH SERVICES, LLC | JC WEST & ASSOCIATES | INTRINSIC WEALTH ADVISORS | FREEDOM POINTE WEALTH ADVISORS | FIRST POINT FINANCIAL MANAGEMENT | DOMARI WEALTH MANAGEMENT | DJH FINANCIAL SERVICES | DICKINSON GRAHAM CAPITAL MANAGEMENT | DESIGNS OF FAUQUIER COUNTY | CALIFORNIA WEALTH TRANSITIONS | BARBER INVESTMENT PARTNERS | AVION ASSET MANAGEMENT
CRD#: 155193 / SEC#: 801-71936
RIA
Registered Investment Advisory firm - (11/22/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/30/2019)
RR
Arkansas(5/9/2018)
RR
California(5/9/2018)
RR
Colorado(5/9/2018)
RR
Connecticut(9/11/2023)
RR
Delaware(5/9/2018)
RR
Florida(5/9/2018)
RR
Georgia(9/2/2025)
RR
Illinois(5/9/2018)
RR
Indiana(5/9/2018)
RR
Kansas(5/9/2018)
RR
Louisiana(5/9/2018)
RR
Maine(10/16/2024)
RR
Maryland(5/9/2018)
RR
Massachusetts(11/4/2025)
RR
Michigan(5/9/2018)
RR
Minnesota(5/9/2018)
RR
Missouri(5/9/2018)
IAR
Missouri(5/9/2018)
RR
Montana(5/9/2018)
RR
New Hampshire(3/10/2025)
RR
New Mexico(12/13/2018)
RR
New York(5/9/2018)
RR
North Carolina(10/31/2019)
RR
Ohio(5/9/2018)
RR
Oklahoma(10/30/2019)
RR
Pennsylvania(10/16/2024)
RR
South Carolina(12/13/2018)
RR
Tennessee(6/5/2023)
RR
Texas(5/9/2018)
RR
Utah(9/11/2023)
RR
Virginia(5/9/2018)
RR
Wisconsin(5/9/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KP
KESTRA PRIVATE WEALTH SERVICES, LLC
1626 WEALTH MANAGEMENT | WOODS ASSET MANAGEMENT | WASHINGTON WEALTH MANAGEMENT, LLC | WASHINGTON WEALTH MANAGEMENT | VINTAGE WEST CAPITAL MANAGEMENT | TIGER WEALTH MANAGEMENT | STONE BEACON CAPITAL | STEVEN POLLACK & ASSOCIATES | SELECT WEALTH ADVISERS | SADE GROUP PRIVATE WEALTH MANAGEMENT | PSM PRIVATE WEALTH MANAGEMENT | PROSPERITY POINT WEALTH MANAGEMENT | POINT WEST INVESTMENT SOLUTIONS | PACILIO WEALTH MANAGEMENT | PACIFIC POINT ASSET MANAGEMENT | OVERLAKE PARTNERS | MIDDLEBURG WEALTH MANAGEMENT | MARTUCCI ADAMS WEALTH ADVISORS | LANGLEY PACIFIC PARTNERS | KIMBALL CREEK PARTNERS | KESTRA PRIVATE WEALTH SERVICES, LLC | JC WEST & ASSOCIATES | INTRINSIC WEALTH ADVISORS | FREEDOM POINTE WEALTH ADVISORS | FIRST POINT FINANCIAL MANAGEMENT | DOMARI WEALTH MANAGEMENT | DJH FINANCIAL SERVICES | DICKINSON GRAHAM CAPITAL MANAGEMENT | DESIGNS OF FAUQUIER COUNTY | CALIFORNIA WEALTH TRANSITIONS | BARBER INVESTMENT PARTNERS | AVION ASSET MANAGEMENT
CRD#: 155193 / SEC#: 801-71936
RIA
Registered Investment Advisory firm - (11/22/2010 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
198
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 27,816 |
| AUM (Assets Under Management) | $ 10,210,576,595 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA PRIVATE WEALTH SERVICES, LLC
CRD#: 155193Chesterfield, MO 63005TRUST BUT VERIFY
Monitor Kimberly Rubenstein
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
