JM
Jennifer L. Mitchell
AVANT-GARDE TRADING SECURITIES
CHICAGO, IL 60606
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CRD#: 5033216
JM
Professional summary
Jennifer Lynn Mitchell is a registered financial professional currently at AVANT-GARDE TRADING SECURITIES located in Chicago, Illinois.
Jennifer is registered as a RR (Registered Representative) and started their career in finance in 2007. Jennifer has worked at 4 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 11 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Jennifer Lynn Mitchell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 14, 2024 - Present
AVANT-GARDE TRADING SECURITIES
Office #1: 30 S. Wacker Dr Suite 2840, Chicago, IL 60606BD
CRD#: 292119
CHICAGO, IL
Past
January 30, 2015 - May 10, 2024
TRADINGBLOCK
BD
CRD#: 128605
Chicago, IL
Past
February 15, 2011 - February 2, 2015
E*TRADE FUTURES LLC
BD
CRD#: 145562
CHICAGO, IL
Past
November 7, 2007 - January 25, 2011
MF GLOBAL INC.
BD
CRD#: 6731
CHICAGO, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/14/2024)
RR
Alaska(5/14/2024)
RR
Arizona(5/14/2024)
RR
Arkansas(6/18/2024)
RR
California(5/14/2024)
RR
Colorado(5/14/2024)
RR
Connecticut(5/14/2024)
RR
Delaware(5/14/2024)
RR
Florida(7/3/2024)
RR
Georgia(5/14/2024)
RR
Idaho(5/14/2024)
RR
Illinois(5/14/2024)
RR
Indiana(7/17/2024)
RR
Iowa(5/14/2024)
RR
Kansas(8/14/2024)
RR
Kentucky(5/14/2024)
RR
Louisiana(5/14/2024)
RR
Maine(5/14/2024)
RR
Maryland(5/14/2024)
RR
Massachusetts(7/30/2024)
RR
Michigan(5/14/2024)
RR
Mississippi(5/14/2024)
RR
Missouri(3/11/2025)
RR
Montana(5/14/2024)
RR
Nebraska(5/14/2024)
RR
Nevada(5/14/2024)
RR
New Hampshire(9/27/2024)
RR
New Jersey(5/14/2024)
RR
New Mexico(11/22/2024)
RR
New York(5/14/2024)
RR
North Carolina(5/14/2024)
RR
North Dakota(10/15/2024)
RR
Ohio(5/14/2024)
RR
Oklahoma(5/14/2024)
RR
Oregon(5/20/2024)
RR
Pennsylvania(5/14/2024)
RR
Rhode Island(5/14/2024)
RR
South Carolina(5/14/2024)
RR
South Dakota(5/28/2024)
RR
Tennessee(5/14/2024)
RR
Texas(5/14/2024)
RR
Utah(5/14/2024)
RR
Vermont(9/9/2024)
RR
Virginia(5/14/2024)
RR
Washington(5/14/2024)
RR
West Virginia(7/31/2024)
RR
Wisconsin(6/7/2024)
RR
Wyoming(9/27/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 11
Date: 10/6/2007
Assistant Representative-Order Processing Qualification ExamSRO Registrations
RR
FINRA
Current Firm
AT
AVANT-GARDE TRADING SECURITIES
AVANT-GARDE TRADING SECURITIES | PROSPERUM SECURITIES LLC DBA AVANT-GARDE TRADING SECURITIES | PROSPERUM FINTECH HOLDINGS, LLC
CRD#: 292119 / SEC#: , 8-70068
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
30 S. Wacker Dr Suite 2840, Chicago, IL 60606
Mailing Address
30 S. Wacker Dr Suite 2840, Chicago, IL 60606
Phone number
(312) 858-5748
Established
Illinois since 11/23/2016
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees
FINRA licenses (50 States and Territories)
Red Flags
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