Kristopher J. Minogue
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kristopher James Minogue, who also goes by Kristopher J Minogue, was a registered financial professional .
Kristopher is a previously registered financial professional and started their career in finance in 2011. Kristopher had worked at 9 firms and has passed the Series 99TO, SIE and Series 27 exams.
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 24, 2024 - December 18, 2024
TZERO MARKETS
October 24, 2024 - September 24, 2025
TZERO DIGITAL ASSET SECURITIES, LLC
September 19, 2024 - September 24, 2025
TZERO SECURITIES, LLC
July 3, 2023 - August 2, 2024
BLOOMBERG TRADEBOOK LLC
April 20, 2021 - August 10, 2023
LEK SECURITIES CORPORATION
June 18, 2019 - November 13, 2020
DASH FINANCIAL TECHNOLOGIES LLC
August 22, 2017 - January 22, 2019
CROTON LIQUID MARKETS LLC
August 18, 2011 - January 22, 2019
GUGGENHEIM SECURITIES, LLC
April 15, 2011 - July 13, 2011
T3 TRADING GROUP, LLC
State Registrations and Notice Filings
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Exams
Series 99TO
Date: 7/3/2023
Operations Professional ExaminationCurrent Firm
TZERO MARKETS
CRD#: 304537 / SEC#: , 8-70355
Contact information
Documents
Red Flags
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