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Patrick B. Mcnenly

RESEARCH CAPITAL USA
Toronto, M5L 1G2
Some features on this profile are disabled
CRD#: 5031564
PM

Professional summary

Patrick B. P. Mcnenly, who also goes by Patrick Bp Mcnenly, is a registered financial professional currently at RESEARCH CAPITAL USA INC. .

Patrick is registered as a RR (Registered Representative) and started their career in finance in 2006. Patrick has worked at 2 firms and has passed the Series 99TO, SIE, Series 38 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Patrick Bp Mcnenly

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Patrick B. P. Mcnenly's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 21, 2016 - Present

RESEARCH CAPITAL USA INC.

Office #1: 199 Bay Street, Suite 4500 Commerce Court West, Toronto, M5L 1G2
BD
CRD#: 39670
Toronto,
Past

October 24, 2006 - June 30, 2016

MACQUARIE CAPITAL MARKETS NORTH AMERICA LTD.

BD
CRD#: 38108
TORONTO, ONTARIO,

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 38
Date: 10/23/2006
Canada Module of the General Securities Registered Representative (Without Options Questions)
Principal/Supervisory Exam
RR
Series 24
Date: 11/23/2005
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

RC
RESEARCH CAPITAL USA INC.
MACKIE RESEARCH USA INC. | RESEARCH CAPITAL USA INC.

CRD#: 39670 / SEC#: , 8-48795

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
199 Bay Street, Suite 4500 Commerce Court West, Toronto, M5L 1G2
Mailing Address
199 Bay Street, Suite 4500 Commerce Court West, Toronto, M5L 1G2
Phone number
(416) 860-7600
Established
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (22 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
RESEARCH CAPITAL CORPORATIONSOLE OWNER
SELBIE, ANDREW CHARLESPRESIDENT2009162
SELBIE, ANDREW CHARLESCEO, CFO, FINOP & CORPORATE SECRETARY2009162
WILLIAMS, JOHN RAYCHIEF COMPLIANCE OFFICER1865081

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RESEARCH CAPITAL USA INC.

CRD#: 39670Toronto, M5L 1G2

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