DI
David Isacovici
COMMONFUND SECURITIES
Wilton, CT 06897
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CRD#: 5031143
DI
Professional summary
David Isacovici, CIMA® is a registered financial professional currently at COMMONFUND SECURITIES, INC. located in Wilton, Connecticut.
David is registered as a RR (Registered Representative) and started their career in finance in 2006. David has worked at 5 firms and has passed the Series 66, SIE, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view David Isacovici's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
May 16, 2023 - Present
COMMONFUND SECURITIES, INC.
Office #1: 15 Old Danbury Road, Wilton, CT 06897BD
CRD#: 43541
Wilton, CT
Past
January 3, 2022 - May 1, 2023
AMUNDI DISTRIBUTOR US, INC.
BD
CRD#: 24497
New York, NY
Past
September 3, 2014 - January 4, 2022
SG AMERICAS SECURITIES, LLC
BD
CRD#: 128351
NEW YORK, NY
Past
May 28, 2008 - August 25, 2014
TEACHERS PERSONAL INVESTORS SERVICES, INC.
BD
CRD#: 36130
NEW YORK, NY
Past
August 14, 2006 - April 30, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
NEW YORK, NY
Past
January 1, 2006 - April 30, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/16/2023)
RR
Alaska(5/16/2023)
RR
Arizona(5/16/2023)
RR
Arkansas(5/16/2023)
RR
California(5/16/2023)
RR
Colorado(5/16/2023)
RR
Connecticut(5/16/2023)
RR
Delaware(5/16/2023)
RR
District of Columbia(5/16/2023)
RR
Florida(5/16/2023)
RR
Georgia(5/16/2023)
RR
Hawaii(5/16/2023)
RR
Idaho(5/16/2023)
RR
Illinois(5/16/2023)
RR
Indiana(5/16/2023)
RR
Iowa(5/16/2023)
RR
Kansas(5/16/2023)
RR
Kentucky(5/16/2023)
RR
Louisiana(5/16/2023)
RR
Maine(5/16/2023)
RR
Maryland(5/16/2023)
RR
Massachusetts(5/16/2023)
RR
Michigan(5/16/2023)
RR
Minnesota(5/16/2023)
RR
Mississippi(5/16/2023)
RR
Missouri(5/16/2023)
RR
Montana(5/16/2023)
RR
Nebraska(5/16/2023)
RR
Nevada(5/16/2023)
RR
New Hampshire(5/16/2023)
RR
New Jersey(5/16/2023)
RR
New Mexico(5/16/2023)
RR
New York(5/16/2023)
RR
North Carolina(5/16/2023)
RR
North Dakota(5/16/2023)
RR
Ohio(5/16/2023)
RR
Oklahoma(5/16/2023)
RR
Oregon(5/16/2023)
RR
Pennsylvania(5/16/2023)
RR
Puerto Rico(5/16/2023)
RR
Rhode Island(5/16/2023)
RR
South Carolina(5/16/2023)
RR
South Dakota(5/16/2023)
RR
Tennessee(5/16/2023)
RR
Texas(5/16/2023)
RR
Utah(5/16/2023)
RR
Vermont(5/16/2023)
RR
Virgin Islands(5/16/2023)
RR
Virginia(5/16/2023)
RR
Washington(5/16/2023)
RR
West Virginia(5/16/2023)
RR
Wisconsin(5/16/2023)
RR
Wyoming(5/16/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CS
COMMONFUND SECURITIES, INC.
COMMONFUND SECURITIES, INC. | ENDOWMENT SERVICES, INC.
CRD#: 43541 / SEC#: , 8-50337
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
601 Merritt 7, Norwalk, CT 06851
Mailing Address
601 Merritt 7, Norwalk, CT 06851
Phone number
(203) 563-5000
Established
Delaware since 05/30/1997
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COMMONFUND HOLDING COMPANY, INC. | SHAREHOLDER | |
| BARD, NANCY KIERNAN | MANAGING DIRECTOR; MEMBER, BOARD OF DIRECTORS | 1324063 |
| CERASUOLO, VIOLETTA | CHIEF COMPLIANCE OFFICER | 5362546 |
| DURRELL, SUSAN KERR | MANAGING DIRECTOR; MEMBER, BOARD OF DIRECTORS | 2945336 |
| HARITON, ANITA LYNNE | PRESIDENT AND CHIEF EXECUTIVE OFFICER; CHAIR, BOARD OF DIRECTORS | 4104946 |
| SPONGBERG, JONATHAN D | TREASURER | 5521666 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
COMMONFUND SECURITIES, INC.
CRD#: 43541Wilton, CT 06897TRUST BUT VERIFY
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