Walter H. Davis

KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

Chula Vista, CA

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CRD#: 5030255

Professional summary

Walter Hugh Davis, who also goes by Walter H Davis, is a registered financial advisor currently at KNIGHTS OF COLUMBUS ASSET ADVISORS LLC located in Chula Vista, California.

Walter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Walter has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Walter H Davis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Knights of Columbus Insurance Not-investment related Address: 1391 Caliente Loop Chula Vista CA 91910 Nature of Business: Fraternal Benefits Organization Title: Fraternal Benefits Advisor Start Date: 10/2021 Hours involved in other business per month: 120 Hours devoted during security trading hours per month: 40. Duties: Offer Insurance products to Fraternal members Street Point Partners, LLC. Not Investment Related Business consulting and bookkeeping business for small businesses. Address: 830 KUHN DR. Suite 212563, CHULA VISTA, CA 91914 Nature of Business: single member disregarded entity Title: Managing Member Start Date: started as an independent contractor in 9/2015 but later filed as an LLC in 01/2018. Hours involved in other business per month: Less than 10 hrs. Hours devoted during security trading hours: 0. Duties: accounting and financial reporting.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Walter Hugh Davis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 17, 2023 - Present

KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

RIA

CRD#: 174129

Chula Vista, CA

Past

May 29, 2007 - January 17, 2008

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

CHULA VISTA, CA

Past

October 7, 2005 - May 29, 2007

CITICORP INVESTMENT SERVICES

CRD#: 23988

CHULA VISTA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

BOSTON ADVISORS | KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

CRD#: 174129 / SEC#: 801-80844

RIA

Registered Investment Advisory firm - (1/23/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/17/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/16/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/4/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/5/2025

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 10/6/2005

Investment Company Products/Variable Contracts Representative Examination

Current Firm

KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

BOSTON ADVISORS | KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

CRD#: 174129 / SEC#: 801-80844

RIA

Registered Investment Advisory firm - (1/23/2015 Approved)

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Contact information

Main Address

One Columbus Plaza, New Haven, CT 06510

Mailing Address

Phone number

(203) 752-4502

Established

Firm type

Fiscal year end

# of Employees

226

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KNIGHTS OF COLUMBUS ASSET ADVISORS LLC ADV PART 2A BROCHURE 6.4.2025 (6/4/2025)

Regulatory assets under management

Total Number of Accounts	5,592
AUM (Assets Under Management)	$ 28,035,873,347

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Walter H. Davis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Walter Hugh Davis's CRS (Customer Relationship Summary).

Certified licenses

Experience

CITIGROUP GLOBAL MARKETS INC.

CITICORP INVESTMENT SERVICES

Primary Firm SEC Registration

KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/16/2023

Series 63

Date: 11/4/2005

SIE

Date: 5/5/2025

Series 6

Date: 10/6/2005

Current Firm

KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

TRUST BUT VERIFY

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