Glen W. Anderson
Professional summary
Glen Wayne Anderson is a registered financial professional currently at RAINMAKER SECURITIES, LLC located in Miami, Florida.
Glen is registered as a RR (Registered Representative) and started their career in finance in 2005. Glen has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 87, Series 86, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Glen Wayne Anderson's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 26, 2010 - Present
RAINMAKER SECURITIES, LLC
April 21, 2009 - December 9, 2009
BREWER FINANCIAL SERVICES, LLC
January 14, 2008 - March 17, 2008
OPPENHEIMER & CO. INC.
June 8, 2006 - January 14, 2008
CIBC WORLD MARKETS CORP.
October 27, 2005 - May 24, 2006
JEFFERIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/26/2010)
(5/25/2012)
(6/25/2015)
(3/13/2013)
(6/1/2015)
(1/26/2010)
(11/6/2013)
(5/26/2017)
(2/15/2013)
(5/12/2022)
(8/29/2014)
(3/25/2013)
(6/8/2012)
(1/26/2010)
(2/13/2015)
(3/10/2014)
(3/14/2022)
(8/22/2013)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
RAINMAKER SECURITIES, LLC
CRD#: 132995 / SEC#: , 8-66667
Contact information
FINRA licenses (29 States and Territories)
Disclosures
| Regulatory Event | 4 |
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