GG
Gregory E. Grinnell
NORTHWEST FINANCIAL ADVISORS LLC
Herndon, VA 20170
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CRD#: 5029764
GG
Professional summary
Gregory Emmett Grinnell, who also goes by Gregory Grinnell, is a registered financial advisor currently at NORTHWEST FINANCIAL ADVISORS LLC located in Herndon, Virginia and LPL FINANCIAL LLC located in Herndon, Virginia.
Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Gregory has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Gregory Grinnell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 9/29/2008 - NW INSURANCE AGENCY, LLC - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - INSURANCE AGENT - Time Spent 10% - SELLING LIFE, MEDICAL, LONG TERM CARE, & SHORT TERM HEALTH INSURANCE. 2. 4/8/2013 - NORTHWEST INSURANCE AGENCY - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - Time Spent 15% - SELL LIFE, DISABILITY AND LONG TERM CARE INSURANCE TO CLIENTS. 3. 11/5/2019 - Northwest Financial Advisors, LLC - Investment Related - DBA for LPL Business (entity for LPL business). 4. 1/2/2020 - Northwest Financial Group LLC - Investment Related - Other-referring broker dealer - Start Date: 3/19/2008 - Compensation paid through this entity in internal records. 5. 09/06/2024 - Northwest Financial Advisors LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 08/29/2024 - 120 Hours Per Month/ 30 Hours During Trading - I provide investment advisory services through Northwest Financial Advisors LLC, an independent investment advisor firm. I started this business activity in 8/2024. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Gregory Emmett Grinnell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 20, 2013 - Present
NORTHWEST FINANCIAL ADVISORS LLC
Office #1: 200 Spring Street Suite 120, Herndon, VA 20170Office #2: 525 Trimble Plaza, Leesburg, VA 20175RIA
CRD#: 166769
Herndon, VA
Current
February 16, 2007 - Present
LPL FINANCIAL LLC
Office #1: 200 Spring Street, Ste 120, Herndon, VA 20170RIA
BD
CRD#: 6413
Herndon, VA
Current
March 19, 2008 - Present
NORTHWEST FINANCIAL GROUP LLC
Office #1: 9730 Liberia Ave, Manassas, VA 20110Office #2: 200 Spring Street Suite 120, Herndon, VA 20170Office #3: 525 Trimble Plaza, Leesburg, VA 20175Office #4: 14419 Chantilly Crossing Lane, Chantilly, VA 20151Office #5: 101 W. Washington Street, Middleburg, VA 20117BD
CRD#: 145064
Manassas, VA
Past
October 15, 2008 - August 20, 2013
NORTHWEST FINANCIAL GROUP LLC
RIA
CRD#: 145064
MANASSAS, VA
Past
February 16, 2007 - August 30, 2013
LPL FINANCIAL LLC
RIA
CRD#: 6413
LEESBURG, VA
Past
March 14, 2006 - February 15, 2007
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
FAIRFAX, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NF
NORTHWEST FINANCIAL ADVISORS LLC
NORTHWEST FINANCIAL ADVISORS LLC
CRD#: 166769 / SEC#: 801-77994
RIA
Registered Investment Advisory firm - (6/3/2013 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/6/2022)
RR
California(1/3/2008)
RR
Colorado(8/25/2020)
RR
Delaware(10/1/2024)
RR
District of Columbia(2/16/2007)
RR
Florida(1/3/2008)
RR
Georgia(11/1/2013)
RR
Idaho(8/11/2022)
RR
Illinois(8/25/2020)
RR
Indiana(4/18/2019)
IAR
Louisiana(8/20/2013)
RR
Louisiana(1/3/2019)
RR
Maine(11/15/2023)
RR
Maryland(2/16/2007)
RR
Massachusetts(5/15/2025)
RR
Michigan(6/28/2022)
RR
Missouri(8/6/2024)
RR
Nevada(11/30/2018)
RR
New Hampshire(9/26/2023)
RR
New Jersey(10/9/2014)
RR
New York(12/2/2009)
RR
North Carolina(1/3/2008)
RR
Ohio(8/4/2021)
RR
Oklahoma(5/5/2023)
RR
Oregon(7/24/2020)
RR
Pennsylvania(1/3/2008)
RR
South Carolina(5/4/2016)
RR
Tennessee(5/26/2023)
RR
Texas(12/15/2017)
RR
Utah(9/24/2018)
RR
Virginia(2/16/2007)
IAR
Virginia(8/20/2013)
RR
Washington(1/10/2022)
RR
West Virginia(2/16/2007)
RR
Wisconsin(5/20/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NF
NORTHWEST FINANCIAL ADVISORS LLC
NORTHWEST FINANCIAL ADVISORS LLC
CRD#: 166769 / SEC#: 801-77994
RIA
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Contact information
Main Address
200 Spring Street Suite 120, Herndon, VA 20170
Mailing Address
Phone number
(703) 810-1072
Established
Firm type
Fiscal year end
# of Employees
41
SEC notice filing (33 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,896 |
| AUM (Assets Under Management) | $ 1,924,736,060 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
