Gregory E. Grinnell
Professional summary
Gregory Emmett Grinnell, who also goes by Gregory Grinnell, is a registered financial advisor currently at NORTHWEST FINANCIAL ADVISORS LLC located in Herndon, Virginia and LPL FINANCIAL LLC located in Herndon, Virginia.
Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Gregory has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Gregory Emmett Grinnell's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 20, 2013 - Present
NORTHWEST FINANCIAL ADVISORS LLC
Office #1: 200 Spring Street Suite 120, Herndon, VA 20170Office #2: 525 Trimble Plaza, Leesburg, VA 20175February 16, 2007 - Present
LPL FINANCIAL LLC
Office #1: 200 Spring Street, Ste 120, Herndon, VA 20170March 19, 2008 - Present
NORTHWEST FINANCIAL GROUP LLC
Office #1: 9730 Liberia Ave, Manassas, VA 20110Office #2: 200 Spring Street Suite 120, Herndon, VA 20170Office #3: 525 Trimble Plaza, Leesburg, VA 20175Office #4: 14419 Chantilly Crossing Lane, Chantilly, VA 20151Office #5: 101 W. Washington Street, Middleburg, VA 20117October 15, 2008 - August 20, 2013
NORTHWEST FINANCIAL GROUP LLC
February 16, 2007 - August 30, 2013
LPL FINANCIAL LLC
March 14, 2006 - February 15, 2007
MML INVESTORS SERVICES, LLC
Primary Firm SEC Registration
NORTHWEST FINANCIAL ADVISORS LLC
CRD#: 166769 / SEC#: 801-77994
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/6/2022)
(1/3/2008)
(8/25/2020)
(10/1/2024)
(2/16/2007)
(1/3/2008)
(11/1/2013)
(8/11/2022)
(8/25/2020)
(4/18/2019)
(8/20/2013)
(1/3/2019)
(11/15/2023)
(2/16/2007)
(5/15/2025)
(6/28/2022)
(8/6/2024)
(11/30/2018)
(9/26/2023)
(10/9/2014)
(12/2/2009)
(1/3/2008)
(8/4/2021)
(5/5/2023)
(7/24/2020)
(1/3/2008)
(5/4/2016)
(5/26/2023)
(12/15/2017)
(9/24/2018)
(12/6/2025)
(2/16/2007)
(8/20/2013)
(1/10/2022)
(2/16/2007)
(5/20/2021)
Exams
FINRA
Current Firm
NORTHWEST FINANCIAL ADVISORS LLC
CRD#: 166769 / SEC#: 801-77994
Contact information
SEC notice filing (33 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,756 |
| AUM (Assets Under Management) | $ 1,243,981,468 |
Red Flags
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