MB
Michael S. Barber
MODERN WEALTH MANAGEMENT
Lenexa, KS 66227
Some features on this profile are disabled
CRD#: 5028934
MB
Professional summary
Michael Shane Barber, who also goes by Shane Barber, is a registered financial advisor currently at MODERN WEALTH MANAGEMENT, LLC located in Lenexa, Kansas.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Michael has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Shane Barber
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Legacy Management, LLC., Start Date: 08/2016, 13550 W. 95th Street, Lenexa, KS 66215, Administrative Operations / Partner, Investment Related, 5 hours per month, 0 hours per day during trading hours. 2. Barber Wealth Management, Start Date: 12/16/2010, 13550 W. 95th Street Lenexa, KS 66215, S-Corp, Administrative Operation/President/Planning & Administration, 1-2 hours per month, 0 hours per day during trading hours. 3. Independent Insurance Agent, Sole Proprietor, Start Date: 08/24/2016, 13550 W. 95th St. Lenexa St. Lenexa, KS 66215, Insurance Agent, Conduct Insurance Transactions such as life, LTC, Universal life, etc., Not Investment Related, 5-10 hours per month, .5 hours per day during trading hours. 4. BFG Advisors Group, LLC., Start Date: 01/04/2011, 13550 W. 95th St., Lenexa, KS 66215, LLC, Succession planning for potential ownership in Barber Financial Group, Managing Member, Payment of Life Premiums, Not Investment Related, 0 hours per month, 0 hours per day during trading hours. 5. Modern Wealth Management, LLC., Start Date: 04/24/2023, 13550 W 95th St., Lenexa KS 66215, LLC, RIA, Executive Advisor, Attracting and Retaining Clients, Investment Related, 160 Hours per month, 8 Hours per day during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Shane Barber's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 26, 2023 - Present
MODERN WEALTH MANAGEMENT, LLC
Office #1: 13550 W 95th St., Lenexa, KS 66227RIA
CRD#: 324624
Lenexa, KS
Past
August 25, 2016 - March 31, 2025
MUTUAL SECURITIES, INC.
BD
CRD#: 13092
Lenexa, KS
Past
January 3, 2011 - December 7, 2023
BARBER FINANCIAL GROUP
RIA
CRD#: 152043
LENEXA, KS
Past
May 1, 2007 - January 15, 2015
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
LENEXA, KS
Past
April 27, 2007 - August 29, 2016
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
LENEXA, KS
Past
June 22, 2006 - April 27, 2007
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
LENEXA, KS
Past
October 19, 2005 - April 27, 2007
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
LENEXA, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MODERN WEALTH MANAGEMENT, LLC
MODERN WEALTH MANAGEMENT, LLC | PUBLIC SAFETY FINANCIAL | PETSO FINANCIAL, A DIVISION OF MODERN WEALTH MANAGEMENT, LLC
CRD#: 324624 / SEC#: 801-127231
RIA
Registered Investment Advisory firm - (5/2/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kansas(4/26/2023)
IAR
Missouri(5/11/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
MW
MODERN WEALTH MANAGEMENT, LLC
MODERN WEALTH MANAGEMENT, LLC | PUBLIC SAFETY FINANCIAL | PETSO FINANCIAL, A DIVISION OF MODERN WEALTH MANAGEMENT, LLC
CRD#: 324624 / SEC#: 801-127231
RIA
Registered Investment Advisory firm - (5/2/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
13550 W 95th St., Lenexa, KS 66227
Mailing Address
Phone number
(913) 393-1000
Established
Firm type
Fiscal year end
# of Employees
150
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 18,823 |
| AUM (Assets Under Management) | $ 6,148,915,787 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
