Andrew W. Ferraro

FERRARO WEALTH MANAGEMENT

Dublin, OH 43017

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CRD#: 5028881

Professional summary

Andrew William Ferraro, CFP®, CIMA®, who also goes by Andrew Ferraro, is a registered financial advisor currently at FERRARO WEALTH MANAGEMENT, LLC located in Dublin, Ohio.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Andrew has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andrew Ferraro

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew William Ferraro's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

CIMA^®

Certified Investment Management Analyst

Experience

Current

May 27, 2020 - Present

FERRARO WEALTH MANAGEMENT, LLC

Office #1: 109 S. High Street, Dublin, OH 43017

RIA

CRD#: 308015

Dublin, OH

Past

December 18, 2014 - February 11, 2022

STRATEGIC WEALTH PARTNERS, LTD.

RIA

CRD#: 148586

INDEPENDENCE, OH

Past

September 13, 2011 - December 16, 2014

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

GAHANNA, OH

Past

August 25, 2011 - December 16, 2014

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

GAHANNA, OH

Past

January 6, 2011 - March 15, 2011

FINANCIAL MANAGEMENT GROUP INC

RIA

CRD#: 106068

CINCINNATI, OH

Past

February 21, 2007 - March 25, 2010

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

CINCINNATI, OH

Past

April 10, 2006 - March 25, 2010

UBS FINANCIAL SERVICES INC.

CRD#: 8174

CINCINNATI, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(5/27/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/21/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 12/16/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/7/2006

General Securities Representative Examination

Current Firm

FERRARO WEALTH MANAGEMENT, LLC

ALPHA FOX, LLC | FERRARO WEALTH MANAGEMENT, LLC

CRD#: 308015 / SEC#:

Ohio

Registered Investment Advisory firm - (5/27/2020 Approved)

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Contact information

Main Address

109 S. High Street, Dublin, OH 43017

Mailing Address

Phone number

(614) 783-1051

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	263
AUM (Assets Under Management)	$ 89,523,517

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Andrew W. Ferraro

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew William Ferraro's CRS (Customer Relationship Summary).

Certified licenses

Experience

FERRARO WEALTH MANAGEMENT, LLC

STRATEGIC WEALTH PARTNERS, LTD.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

FINANCIAL MANAGEMENT GROUP INC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/21/2006

SIE

Date: 12/16/2014

Series 7

Date: 4/7/2006

Current Firm

FERRARO WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FERRARO WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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