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Shaquawn D. Schasa
CETERA INVESTMENT ADVISERS LLC
WEST COVINA, CA 91790
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CRD#: 5028219
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Professional summary
Shaquawn D Schasa is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in West Covina, California and CETERA WEALTH SERVICES, LLC located in West Covina, California.
Shaquawn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Shaquawn has worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. LOS ANGELES COUNTY COMMUNITY DEVELOPMENT FOUNDATION POSITION: Member NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2011 ADDRESS: 700 South Main, Alhambra CA 91801, United States DESCRIPTION: I am the board chair for the Los Angeles Community Development Foundation. The foundation's primary focus is ending generational poverty in the undeserved communities in Los Angeles County. 2. GLORIA BYRON TRUST POSITION: Trustee NATURE: Trustee INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2021 ADDRESS: 13721 Ragus, La Puente CA 91746, United States DESCRIPTION: I would be the trustee acting on my grandmother's behalf to distribute her assets upon death to her children 3. RICH HERITAGE FOUNDATION POSITION: Volunteer NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/03/2023 ADDRESS: 1700 Northside Drive, Suite A, Unit 5614, Atlanta GA 30318, United States DESCRIPTION: This will be a non paid/ volunteer role that would assist this non profits goal of highlighting HBCUs athletes in lower income communities through their basketball conferences that they host annually. 4. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 9/2023; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, FIXED ANNUITIES, & LONG-TERM CARE; 5. NAME OF OTHER BUSINESS: STRATEGIC FORTUNE WEALTH MANAGEMENT; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 10/2024, POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES & FIXED INSURANCE;
CRS (Client Relationship Summary) - RIA
Click below to view Shaquawn D Schasa's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 10, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1000 Lakes Dr Ste 340, West Covina, CA 91790RIA
CRD#: 105644
WEST COVINA, CA
Current
August 10, 2023 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1000 Lakes Drive Suite 340, West Covina, CA 91790BD
CRD#: 13572
West Covina, CA
Past
March 11, 2022 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
West Covina, CA
Past
March 11, 2022 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
West Covina, CA
Past
November 11, 2016 - March 4, 2022
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
SHERMAN OAKS, CA
Past
July 19, 2016 - March 4, 2022
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
SHERMAN OAKS, CA
Past
February 9, 2011 - July 12, 2016
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
PASADENA, CA
Past
February 9, 2011 - July 12, 2016
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
PASADENA, CA
Past
October 9, 2009 - April 16, 2010
EDWARD JONES
RIA
CRD#: 250
WHITTIER, CA
Past
October 9, 2009 - April 16, 2010
EDWARD JONES
BD
CRD#: 250
WHITTIER, CA
Past
November 28, 2005 - October 13, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
EL SEGUNDO, CA
Past
November 9, 2005 - October 13, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
EL SEGUNDO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/10/2023)
IAR
California(8/10/2023)
RR
Georgia(8/10/2023)
RR
Louisiana(8/10/2023)
RR
Texas(8/10/2023)
IAR
Texas(8/10/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
