Michael J. Devlin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael John Devlin was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2005. Michael had worked at 6 firms and has passed the Series 63, Series 79TO, Series 7TO, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 17, 2021 - November 10, 2023
MARCO POLO SECURITIES INC.
December 10, 2020 - August 31, 2021
SEAPORT GLOBAL SECURITIES LLC
September 17, 2009 - September 15, 2010
COWEN SECURITIES LLC
January 16, 2008 - September 15, 2009
E*TRADE SECURITIES LLC
July 2, 2007 - August 1, 2007
TULLETT PREBON FINANCIAL SERVICES LLC
October 5, 2005 - December 31, 2006
WORLD INVESTMENTS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 3/16/2021
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 12/9/2020
General Securities Representative ExaminationCurrent Firm
MARCO POLO SECURITIES INC.
CRD#: 46561 / SEC#: , 8-51480
Contact information
FINRA licenses (35 States and Territories)
Documents
Red Flags
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