Hughie B. Choe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hughie Byung Choe was a registered financial professional .
Hughie is a previously registered financial professional and started their career in finance in 2006. Hughie had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 3, 2016 - July 11, 2022
MULTI-BANK SECURITIES, INC.
May 6, 2013 - February 26, 2016
RBC CAPITAL MARKETS, LLC
June 27, 2012 - May 13, 2013
FIRST LIBERTIES FINANCIAL
February 17, 2010 - March 28, 2012
FIRST NEW YORK SECURITIES L.L.C.
February 12, 2009 - February 12, 2010
PALI CAPITAL, INC.
February 1, 2006 - December 24, 2008
BARCLAYS CAPITAL INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MULTI-BANK SECURITIES, INC.
CRD#: 22098 / SEC#: , 8-39547
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
