Fahad Hasan

WEALTHEDGE INVESTMENT ADVISORS LLC

New York, NY 10016

Some features on this profile are disabled

CRD#: 5027292

Professional summary

Fahad Hasan, CFA is a registered financial advisor currently at WEALTHEDGE INVESTMENT ADVISORS LLC located in New York, New York and PURSHE KAPLAN STERLING INVESTMENTS located in New York, New York.

Fahad is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Fahad has worked at 6 firms and has passed the Series 66, Series 99TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) WealthEdge Investment Advisors-Investment related-99 Park Ave, Ste. 192, New York, NY 10016-Wealth Management-Analyst-10/1/2017-80 hrs/mth-3 during trading hrs-Manage & maintain asset allocation models. 2) Insurance. Not Investment Related. 99 Park Ave, Suite 192, New York NY 10016. Insurance. Agent. Start 1/2018. 3 hours per month not during trading. Service legacy contacts.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Fahad Hasan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

May 31, 2024 - Present

WEALTHEDGE INVESTMENT ADVISORS LLC

Office #1: 99 Park Ave. Suite 1920, New York, NY 10016

RIA

CRD#: 126337

New York, NY

Current

June 20, 2018 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 99 Park Avenue Suite 1920, New York, NY 10016

CRD#: 35747

New York, NY

Past

April 4, 2014 - December 13, 2017

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

LONG ISLAND CITY, NY

Past

March 17, 2008 - September 2, 2008

B. RILEY WEALTH ADVISORS, INC.

RIA

CRD#: 115927

NEW YORK, NY

Past

July 19, 2007 - June 26, 2012

NATIONAL SECURITIES CORPORATION

CRD#: 7569

WESTBURY, NY

Past

January 8, 2007 - August 14, 2007

GUNNALLEN FINANCIAL, INC

RIA

CRD#: 17609

NEW YORK, NY

Past

November 9, 2005 - December 31, 2006

GUNNALLEN FINANCIAL, INC

RIA

CRD#: 17609

NEW YORK, NY

Past

October 17, 2005 - August 14, 2007

GUNNALLEN FINANCIAL, INC

CRD#: 17609

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTHEDGE INVESTMENT ADVISORS LLC

GENESIS INVESTMENT ADVISORY SERVICES LLC. | WEALTHEDGE INVESTMENT ADVISORS LLC

CRD#: 126337 / SEC#: 801-66845

RIA

Registered Investment Advisory firm - (7/10/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(5/7/2020)

Arkansas
(7/10/2018)

California
(6/21/2018)

Connecticut
(7/21/2023)

Florida
(1/4/2019)

Maryland
(7/23/2018)

Michigan
(8/7/2018)

New Jersey
(6/21/2018)

New York
(7/6/2018)

IAR

New York
(5/31/2024)

Rhode Island
(1/11/2024)

South Dakota
(7/9/2018)

Texas
(4/27/2023)

Virginia
(1/23/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/3/2005

Uniform Combined State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/16/2005

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

WEALTHEDGE INVESTMENT ADVISORS LLC

GENESIS INVESTMENT ADVISORY SERVICES LLC. | WEALTHEDGE INVESTMENT ADVISORS LLC

CRD#: 126337 / SEC#: 801-66845

RIA

Registered Investment Advisory firm - (7/10/2006 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

99 Park Ave. Suite 1920, New York, NY 10016

Mailing Address

Phone number

(212) 687-3600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (2/18/2025)

ADV PART 2B (2/18/2025)

Regulatory assets under management

Total Number of Accounts	869
AUM (Assets Under Management)	$ 401,472,611

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Fahad Hasan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Fahad Hasan's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

VOYA FINANCIAL ADVISORS, INC.

B. RILEY WEALTH ADVISORS, INC.

NATIONAL SECURITIES CORPORATION

GUNNALLEN FINANCIAL, INC

GUNNALLEN FINANCIAL, INC

GUNNALLEN FINANCIAL, INC

Primary Firm SEC Registration

WEALTHEDGE INVESTMENT ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/3/2005

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 9/16/2005

FINRA

Current Firm

WEALTHEDGE INVESTMENT ADVISORS LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTHEDGE INVESTMENT ADVISORS LLC

TRUST BUT VERIFY

Similar Advisors