Garrett M. Wilson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Garrett Mcghan Wilson was a registered financial professional .
Garrett is a previously registered financial professional and started their career in finance in 2008. Garrett had worked at 2 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 25, 2014 - April 5, 2017
RGL ADVISORS, LLC
May 29, 2008 - December 4, 2013
SIRIUS ADVISORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RGL ADVISORS, LLC
CRD#: 160176 / SEC#: , 8-69030
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RGL, INC. | OWNER | |
| MORRIS, MATTHEW ROSS | PRINCIPAL, EX. REP, PRESIDENT, CCO | |
| STERLING, DONALD WILLIAM | FINOP | 1192425 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
