SM
Scott P. Mahoney
MUTUAL OF OMAHA INVESTOR SERVICES
Rehoboth Beach, DE 19971
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CRD#: 5027210
SM
Professional summary
Scott Price Mahoney, CFP® is a registered financial advisor currently at MUTUAL OF OMAHA INVESTOR SERVICES, INC. located in Rehoboth Beach, Delaware.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Scott has worked at 1 firm and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
HAMILTON PRICE FINANCIAL LLC
NOT INVESTMENT RELATED
REHOBOTH BEACH, DE
THE NATURE OF THE BUSINESS IS INSURANCE AND FINANCIAL SERVICES
I AM THE CEO
THE BUSINESS WAS LEGALLY SET UP IN JANUARY 2014 AND I BEGAN MY RELATIONSHIP WITH THE BUSINESS EFFECTIVE APRIL 2016
THIS IS A DBA USED FOR TAX PURPOSES ONLY. I DEVOTE 0 HOURS TO THE BUSINESS IT IS A DBA
ADOPT A HOMELESS ANIMAL RESCUE, INC.
PO BOX 65351
BALTIMORE, MD 21209
NOT INVESTMENT RELATED
THE NATURE OF THE BUSINESS IS CHARITABLE
I AM A BOARD MEMBER
START DATE IS OCTOBER 1, 2014
I DEVOTE 0 HOURS PER MONTH TO THE BUSINESS.
January 2005: Life Insurance, Health Insurance, Long-term care insurance, Disability insurance, Medicare supplement, Fixed annuities, Equity indexed annuities.
Family Wealth Management
Investment related - Marlton, NJ
Start Date: 3/1/17 - Joint case work and mentorship
Mutual of Omaha Mortgage Lead Incentive Program; not investment related. Less than 1/hr per week. Submit qualified forward/reverse mortgage leads to Mutual of Omaha Mortgage when a customer indicates a potential need for these services.
CRS (Client Relationship Summary) - RIA
Click below to view Scott Price Mahoney's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Scott Price Mahoney's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 14, 2012 - Present
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
Office #1: 511 N Boardwalk, Rehoboth Beach, DE 19971RIA
BD
CRD#: 611
Rehoboth Beach, DE
Current
March 29, 2011 - Present
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
Office #1: 511 N Boardwalk, Rehoboth Beach, DE 19971RIA
BD
CRD#: 611
Rehoboth Beach, DE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
MOFA | MUTUAL OF OMAHA INVESTOR SERVICES, INC. | MUTUAL OF OMAHA FUND MANAGEMENT COMPANY | MUTUAL OF OMAHA FINANCIAL ADVISORS | MUTUAL OF OMAHA ADVISORS | MOIS
CRD#: 611 / SEC#: 801-61332, 8-47290
RIA
Registered Investment Advisory firm - SEC (7/30/2002 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(1/10/2022)
RR
Delaware(4/12/2011)
IAR
Delaware(3/14/2012)
RR
Maryland(3/29/2011)
RR
Nevada(8/23/2023)
RR
New Jersey(3/29/2011)
IAR
New Jersey(3/14/2012)
RR
New York(10/31/2017)
RR
Pennsylvania(4/12/2011)
IAR
Pennsylvania(3/14/2012)
RR
Virginia(12/15/2016)
RR
West Virginia(1/19/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/10/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
MOFA | MUTUAL OF OMAHA INVESTOR SERVICES, INC. | MUTUAL OF OMAHA FUND MANAGEMENT COMPANY | MUTUAL OF OMAHA FINANCIAL ADVISORS | MUTUAL OF OMAHA ADVISORS | MOIS
CRD#: 611 / SEC#: 801-61332, 8-47290
RIA
Registered Investment Advisory firm - SEC (7/30/2002 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020
Mailing Address
3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020
Phone number
(402) 351-3102
Established
Nebraska since 09/01/1993
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
277
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 116 |
| AUM (Assets Under Management) | $ 24,355,321 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
| Bond | 8 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
CRD#: 611Rehoboth Beach, DE 19971TRUST BUT VERIFY
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