NY
Nazih A. Yehya
EAGLE STRATEGIES LLC
Anaheim, CA 92806
Some features on this profile are disabled
CRD#: 5026031
NY
Professional summary
Nazih Ahmad Yehya is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Anaheim, California and NYLIFE SECURITIES LLC located in Anaheim, California.
Nazih is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Nazih has worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[RENTAL PROPERTY; 1012 NORTH BRADFORD AVENUE, PLACENTIA, CA 92870; ROLE/ TITLE: OWNER; INVESTMENT RELATED; START DATE 12/2008] [INSURANCE BROKERING; APPOINTED WITH OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 675 PLACENTIA AVE, SUITE 250, BREA, CA 92821; START DATE 07/2014; ROLE/TITLE: OWNER; INVESTMENT RELATED; 80 HOURS PER MONTH; 50 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [OPERATING UNDER THE DBA NAME OF BLUE CEDAR FINANCIAL AND INSURANCE SOLUTIONS FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; ADDRESS: BREA, CA; START DATE: 06/2023] [Cerritos College Foundation; I serve as a co-chair of the college foundation. we meet 6 times a year where we review the budgets and approve scholarships; 11110 Alondra Blvd, Norwalk, CA 90650; Start Date 01/2019; Role/Title: Board Member; Not Investment Related; 2 hours per month; 2 hours per month during securities trading hours] [P&C Brokering; Appointed as a producer to sell and broker P&C business; 675 Placentia Ave #250, Brea, CA 92821; Start Date 01/2015; Role/Title: Owner; Investment Related; 10 hours per month; 5 hours per month during securities trading hours] [CSU Fullerton Center for Leadership; I serve on the board of directors. We meet 6 times year to discuss fundraising and scholarship decisions.; 800 N. State College Blvd. Fullerton CA.; Start Date 04/2022; Role/Title: Board Member; Not Investment Related; 2 hours per month; 2 hours per month during securities trading hours; Board member. Attend meetings to plan fundraising and scholarships] [OPERATING UNDER THE DBA NAME OF DH Financial and Insurance Services FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; UPLAND CA; START DATE: 07/2024] [OPERATING UNDER THE DBA NAME OF POLICYCHEX INSURANCE AGENCY FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; (OWNER); (ANAHEIM, CA); START DATE: 10/2024]
CRS (Client Relationship Summary) - RIA
Click below to view Nazih Ahmad Yehya's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 19, 2013 - Present
EAGLE STRATEGIES LLC
Office #1: 2400 E. Katella Ave Suite 410, Anaheim, CA 92806Office #2: 414 North 2nd Avenue, Upland, CA 91786RIA
CRD#: 110826
Anaheim, CA
Current
February 24, 2006 - Present
NYLIFE SECURITIES LLC
Office #1: 2400 E. Katella Ave Suite 800, Anaheim, CA 92806Office #2: 414 N 2nd Avenue, Upland, CA 91786-4701BD
CRD#: 5167
Anaheim, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/10/2024)
RR
California(4/4/2006)
IAR
California(11/19/2013)
RR
Colorado(1/10/2024)
RR
District of Columbia(8/17/2023)
RR
Florida(6/20/2024)
RR
Illinois(8/23/2023)
RR
Maine(2/26/2024)
RR
Maryland(4/30/2024)
RR
Massachusetts(1/10/2024)
RR
Michigan(1/10/2024)
RR
Missouri(1/10/2024)
RR
Nevada(2/27/2020)
RR
New Jersey(1/10/2024)
RR
New York(7/9/2024)
RR
Oregon(6/14/2024)
RR
Pennsylvania(1/10/2024)
RR
Texas(8/17/2021)
IAR
Texas(8/23/2021)
RR
Utah(9/23/2022)
RR
Washington(8/17/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
