Randall D. Thompson
Professional summary
Randall Dean Thompson, who also goes by Randall Dean Thompson, Randall Thompson, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Randall is registered as a RR (Registered Representative) and started their career in finance in 2006. Randall has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Randall Dean Thompson's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 11, 2026 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901April 12, 2024 - February 3, 2026
SAYBRUS EQUITY SERVICES, LLC
July 17, 2020 - February 2, 2024
SECURITIES AMERICA, INC.
January 14, 2020 - July 17, 2020
INVESTACORP, INC.
February 25, 2008 - October 25, 2018
PACIFIC SELECT DISTRIBUTORS, LLC
November 13, 2006 - February 6, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
October 27, 2006 - February 6, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/12/2026)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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