Joseph R. Marone
STRATEGIC ADVISERS LLC | Financial Consultant
LAND O LAKES, FL
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CRD#: 5025433
Professional summary
Joseph R. Marone III, who also goes by Joseph Raymond Marone III, Joseph Raymond Marone, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Land O Lakes, Florida and FIDELITY BROKERAGE SERVICES LLC located in The Villages, Florida.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Joseph has worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Biography
As a dedicated Financial Consultant, I work with clients to help build and maintain financial plans to help them stay on track towards their financial goals. I look forward to partnering with you and getting to learn more about you, your family, your overall situation and whats most important! Together, we will leverage all the tools and resources Fidelity has at its disposal towards helping you and those most important to you, pursue your financial hopes and dreams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joseph Raymond Marone Iii | Joseph Raymond Marone
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph R. Marone III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
Regents Business School London
Master of Arts - International Management
2004
Fairleigh Dickinson University
Bachelor of Arts (BA) - Finance
2003
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 1057 Lake Sumter Landing, The Villages, FL 32162RIA
CRD#: 104555
LAND O LAKES, FL
Current
April 15, 2020 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 1057 Lake Sumter Landing, The Villages, FL 32162BD
CRD#: 7784
THE VILLAGES, FL
Past
April 28, 2020 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
THE VILLAGES, FL
Past
November 8, 2018 - March 11, 2020
FISHER INVESTMENTS
RIA
CRD#: 107342
NORTH BELLMORE, NY
Past
November 26, 2008 - November 6, 2018
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 111514
NEW YORK, NY
Past
November 24, 2008 - November 6, 2018
TD AMERITRADE, INC.
RIA
CRD#: 7870
NEW YORK, NY
Past
November 21, 2008 - November 6, 2018
TD AMERITRADE, INC.
BD
CRD#: 7870
NEW YORK, NY
Past
November 15, 2005 - November 7, 2008
LAIDLAW & COMPANY (UK) LTD.
BD
CRD#: 119037
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/19/2023)
RR
Alaska(3/21/2024)
RR
Arizona(8/20/2021)
RR
Arkansas(8/16/2021)
RR
California(2/13/2021)
RR
Colorado(1/5/2024)
RR
Connecticut(7/8/2020)
RR
Delaware(11/16/2020)
RR
District of Columbia(8/16/2021)
RR
Florida(4/15/2020)
IAR
Florida(3/31/2025)
RR
Georgia(11/30/2020)
RR
Illinois(5/18/2021)
RR
Indiana(7/6/2021)
RR
Iowa(8/6/2020)
RR
Kansas(11/16/2020)
RR
Kentucky(4/7/2021)
RR
Louisiana(4/4/2025)
RR
Maine(9/23/2020)
RR
Maryland(2/13/2021)
RR
Massachusetts(4/15/2020)
RR
Michigan(4/15/2020)
RR
Minnesota(8/6/2020)
RR
Missouri(7/21/2023)
RR
Montana(7/19/2024)
RR
Nevada(2/12/2021)
RR
New Hampshire(1/26/2021)
RR
New Jersey(4/15/2020)
RR
New Mexico(11/16/2021)
RR
New York(4/15/2020)
RR
North Carolina(1/26/2021)
RR
North Dakota(1/8/2021)
RR
Ohio(4/15/2020)
RR
Oregon(6/29/2021)
RR
Pennsylvania(8/6/2020)
RR
South Carolina(11/27/2020)
RR
Tennessee(9/23/2020)
RR
Texas(11/23/2021)
IAR
Texas(3/31/2025)
RR
Vermont(10/25/2021)
RR
Virginia(2/1/2021)
RR
Washington(7/20/2021)
RR
Wisconsin(9/29/2021)
RR
Wyoming(2/2/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Land O Lakes, FLTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
