Donald C. Pinkus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Carl Pinkus was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1978. Donald had worked at 12 firms and has passed the Series 63, SIE, Series 7, Series 3, Series 1, Series 4, Series 8, Series 24 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 15, 2016 - February 2, 2017
FORIS CAPITAL US LLC
April 22, 2016 - August 16, 2016
HARBOR LIGHT SECURITIES, LLC
March 21, 1989 - April 27, 1990
RICHMOND SECURITIES COMPANY
May 3, 1988 - October 24, 1988
R.C. WILLIAMS CAPITAL & SECURITIES CORP.
October 27, 1987 - May 10, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
December 17, 1986 - October 26, 1987
DOMIK CORP.
June 17, 1985 - January 13, 1987
UR FINANCIAL, INC.
September 13, 1983 - June 19, 1984
WHITMAR SECURITIES CORPORATION
April 2, 1981 - July 29, 1983
SAMSON SECURITIES COMPANY
May 4, 1979 - April 28, 1980
PRUDENTIAL EQUITY GROUP, LLC
December 1, 1978 - May 30, 1979
E. F. HUTTON & COMPANY INC
June 5, 1978 - December 16, 1978
J. MILTON NEWTON, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/11/1978
Registered Representative ExaminationSeries 8
Date: 4/16/1986
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
FORIS CAPITAL US LLC
CRD#: 282331 / SEC#: , 8-69712
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
