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AL

Alexandra S. Lloyd

HORANG SECURITIES
NEW YORK, NY 10023
Some features on this profile are disabled
CRD#: 5024735
AL

Professional summary


Alexandra Seymour Elizabeth Lloyd MISS, who also goes by Alexandra Lloyd, Sasha Lloyd Miss, is a registered financial professional currently at HORANG SECURITIES, LLC located in New York, New York.

Alexandra is registered as a RR (Registered Representative) and started their career in finance in 2005. Alexandra has worked at 3 firms and has passed the Series 63, Series 82TO, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Alexandra Lloyd | Sasha Lloyd Miss

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Alexandra Seymour Elizabeth Lloyd MISS's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 7, 2025 - Present

HORANG SECURITIES, LLC

Office #1: 27 W 72nd St #810, New York, NY 10023
BD
CRD#: 6004
NEW YORK, NY
Past

September 9, 2011 - July 30, 2013

HUDSON CAPITAL ADVISORS BD LLC

BD
CRD#: 132424
SANTA MONICA, CA
Past

September 20, 2005 - May 18, 2010

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 10/29/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 2/7/2025
Limited Representative-Private Securities Offerings
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


HS
HORANG SECURITIES, LLC
CN ROOSEVELT, LLC | ROOSEVELT EQUITY CORPORATION | HORANG SECURITIES, LLC | HORANG ROOSEVELT ADVISORS, LLC

CRD#: 6004 / SEC#: , 8-16608

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
27 W 72nd St #810, New York, NY 10023
Mailing Address
27 W 72nd St #810, New York, NY 10023
Phone number
(646) 884-0847
Established
Delaware since 06/01/1971
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (6 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
HORANG CAPITAL, LLCSHAREHOLDER
JUNG, ARNOLD JAEHYOUNCEO / CCO4914350
MEGENITY, BRIAN MCDONALDFINOP/CFO2889637

Disclosures


Regulatory Event2

Red Flags


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Company Information


HORANG SECURITIES, LLC

CRD#: 6004New York, NY 10023

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