Charles M. Cohn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Marcus Cohn was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1968. Charles had worked at 8 firms and has passed the Series 63, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 7, 2001 - October 1, 2002
GILFORD SECURITIES INCORPORATED
April 14, 1994 - April 13, 2018
COHN FINANCIAL SERVICES
October 15, 1993 - May 3, 2001
VOYA FINANCIAL PARTNERS, LLC
June 24, 1983 - September 20, 1989
AETNA FINANCIAL SERVICES, INC.
June 19, 1983 - October 15, 1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY
October 21, 1980 - October 23, 1986
ILG SECURITIES CORPORATION
January 5, 1978 - November 7, 1980
HIMCO DISTRIBUTION SERVICES COMPANY
June 3, 1968 - January 20, 1977
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/29/1968
Registered Representative ExaminationSeries 40
Date: 5/12/1975
Registered Principal ExaminationCurrent Firm
GILFORD SECURITIES INCORPORATED
CRD#: 8076 / SEC#: , 8-24230
Contact information
Documents
Disclosures
| Regulatory Event | 21 |
| Arbitration | 29 |
Red Flags
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