Ralph Worthington Iv
Professional Summary
Ralph Worthington IV, who also goes by Brud Worthington, was a registered financial advisor. Ralph was a previously registered financial advisor and started their career in finance 1971 - 2015. Ralph had worked at 9 firms and has passed the Series 63, SIE, Series 55, Series 1, Series 40 and Series 4 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Brud Worthington
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
55 years in the financial services industry
Current & Past Employments
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Current Firm
GILFORD FINANCIAL CORP.
Contact Information
Main Address
750 Third Ave 9 Th Floor, New York, NY 10017Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Apr 2000Series 1 — Registered Representative Examination
Passed Jun 1971Series 40 — Registered Principal Examination
Passed Jun 1978Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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