Neil K. Macker

HANSON & DOREMUS INVESTMENT MANAGEMENT

BURLINGTON, VT 05401

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CRD#: 5022863

Professional summary

Neil Kamal Macker is a registered financial advisor currently at HANSON & DOREMUS INVESTMENT MANAGEMENT located in Burlington, Vermont.

Neil is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Neil has worked at 4 firms and has passed the Series 63, Series 87, Series 86 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Neil Kamal Macker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 24, 2024 - Present

HANSON & DOREMUS INVESTMENT MANAGEMENT

Office #1: 431 Pine Street Suite 302, Burlington, VT 05401

RIA

CRD#: 108045

BURLINGTON, VT

Past

August 17, 2012 - March 11, 2014

B. RILEY SECURITIES, INC.

CRD#: 25027

LOS ANGELES, CA

Past

June 29, 2009 - October 26, 2010

1ST PORTFOLIO WEALTH ADVISORS

RIA

CRD#: 134901

VIENNA, VA

Past

October 18, 2005 - February 25, 2008

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HANSON & DOREMUS INVESTMENT MANAGEMENT

HANSON & DOREMUS INVESTMENT MANAGEMENT | HANSON INVESTMENT MANAGEMENT INC

CRD#: 108045 / SEC#: 801-55412

RIA

Registered Investment Advisory firm - (4/3/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Vermont
(1/24/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/6/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 87

Date: 11/28/2012

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 86

Date: 11/20/2012

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 7

Date: 8/16/2012

General Securities Representative Examination

Current Firm

HANSON & DOREMUS INVESTMENT MANAGEMENT

HANSON & DOREMUS INVESTMENT MANAGEMENT | HANSON INVESTMENT MANAGEMENT INC

CRD#: 108045 / SEC#: 801-55412

RIA

Registered Investment Advisory firm - (4/3/1998 Approved)

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Contact information

Main Address

431 Pine Street Suite 302, Burlington, VT 05401

Mailing Address

P.o. Box 819, Burlington, VT 05402-0819

Phone number

(802) 658-2668

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART II BROCHURE (8/13/2025)

Regulatory assets under management

Total Number of Accounts	1,469
AUM (Assets Under Management)	$ 849,615,572

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Neil K. Macker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Neil Kamal Macker's CRS (Customer Relationship Summary).

Certified licenses

Experience

B. RILEY SECURITIES, INC.

1ST PORTFOLIO WEALTH ADVISORS

ROBERT W. BAIRD & CO. INCORPORATED

Primary Firm SEC Registration

HANSON & DOREMUS INVESTMENT MANAGEMENT

State Registrations and Notice Filings

Exams

Series 63

Date: 9/6/2012

Series 87

Date: 11/28/2012

Series 86

Date: 11/20/2012

Series 7

Date: 8/16/2012

Current Firm

HANSON & DOREMUS INVESTMENT MANAGEMENT

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HANSON & DOREMUS INVESTMENT MANAGEMENT

TRUST BUT VERIFY

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