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Megan S. Mulloy

SYON CAPITAL LLC
San Francisco, CA 94111
Some features on this profile are disabled
CRD#: 5022680
MM

Professional summary

Megan S Mulloy, CFP®, who also goes by Megan Suzanne Mulloy, Megan Mulloy, is a registered financial advisor currently at SYON CAPITAL LLC located in San Francisco, California.

Megan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Megan has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Megan Suzanne Mulloy | Megan Mulloy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Megan S Mulloy's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

August 6, 2024 - Present

SYON CAPITAL LLC

Office #1: 555 Montgomery St. Ste 1250, San Francisco, CA 94111
RIA
CRD#: 322776
San Francisco, CA
Past

September 29, 2023 - January 14, 2024

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
San Francisco, CA
Past

July 14, 2010 - January 16, 2024

J.P. MORGAN PRIVATE WEALTH ADVISORS LLC

RIA
CRD#: 108559
San Francisco, CA
Past

August 20, 2009 - September 30, 2010

FIRST REPUBLIC WEALTH ADVISORS, LLC

RIA
CRD#: 132035
SAN FRANCISCO, CA
Past

August 20, 2009 - September 29, 2023

FIRST REPUBLIC SECURITIES COMPANY, LLC

BD
CRD#: 105108
San Francisco, CA
Past

December 22, 2008 - March 19, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
SACRAMENTO, CA
Past

September 25, 2008 - March 19, 2009

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
SACRAMENTO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SC
SYON CAPITAL LLC
SYON | SYON LLC | SYON CAPITAL LLC

CRD#: 322776 / SEC#: 801-126386

RIA
Registered Investment Advisory firm - (8/12/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(8/6/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/18/2008
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/23/2008
General Securities Representative Examination

Current Firm

SC
SYON CAPITAL LLC
SYON | SYON LLC | SYON CAPITAL LLC

CRD#: 322776 / SEC#: 801-126386

RIA
Registered Investment Advisory firm - (8/12/2022 Approved)
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Contact information

Main Address
555 Montgomery St. Ste 1250, San Francisco, CA 94111
Mailing Address
Phone number
(415) 520-7966
Established
Firm type
Fiscal year end
# of Employees
13

SEC notice filing (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SYON CAPITAL ADV PART 2A 03-26-2025 (4/29/2025)

Regulatory assets under management

Total Number of Accounts869
AUM (Assets Under Management)$ 2,933,416,209

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SYON CAPITAL LLC

CRD#: 322776San Francisco, CA 94111

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