Christopher M. Puplava

FINANCIAL SENSE ADVISORS

Gilbert, AZ

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CRD#: 5022365

Professional summary

Christopher Michael Puplava is a registered financial advisor currently at FINANCIAL SENSE ADVISORS, INC. located in Gilbert, Arizona and FINANCIAL SENSE SECURITIES, INC. located in San Diego, California.

Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Christopher has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Financial Sense Advisors, Inc. - Registered Investment Advisor, DBA: Financial Sense Wealth Management - Investment Related - 10920 Via Frontera, Suite 500, San Diego, CA 92127 - Start March 2005 - 157 Hr/Mo; 157 Hour(s) During Securities Trading; 98% Time Spent - I provide investment advisory services through Financial Sense Advisors, Inc., an independent investment advisor firm. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD FinancialSense.com - 10920 Via Frontera, Suite 500, San Diego, CA 92127 - Participate in podcasts and occasional articles; approximately 4 hours/month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Michael Puplava's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 10, 2009 - Present

FINANCIAL SENSE ADVISORS, INC.

RIA

CRD#: 111090

Gilbert, AZ

Current

December 27, 2016 - Present

FINANCIAL SENSE SECURITIES, INC.

Office #1: 10920 Via Frontera Suite 500, San Diego, CA 92127

CRD#: 39301

SAN DIEGO, CA

Past

August 1, 2016 - January 11, 2017

LPL FINANCIAL LLC

CRD#: 6413

SAN DIEGO, CA

Past

February 8, 2010 - August 19, 2016

FINANCIAL SENSE SECURITIES, INC.

CRD#: 39301

SAN DIEGO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FINANCIAL SENSE ADVISORS, INC.

FINANCIAL SENSE ADVISORS, INC. | PUPLAVA FINANCIAL SERVICES INC | FINANCIAL SENSE WEALTH MANAGEMENT

CRD#: 111090 / SEC#: 801-25937

RIA

Registered Investment Advisory firm - (12/31/1985 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(11/9/2023)

IAR

Arizona
(12/19/2024)

IAR

California
(11/10/2009)

California
(12/27/2016)

IAR

Texas
(11/14/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/9/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/3/2009

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FINANCIAL SENSE ADVISORS, INC.

FINANCIAL SENSE ADVISORS, INC. | PUPLAVA FINANCIAL SERVICES INC | FINANCIAL SENSE WEALTH MANAGEMENT

CRD#: 111090 / SEC#: 801-25937

RIA

Registered Investment Advisory firm - (12/31/1985 Approved)

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Contact information

Main Address

10809 Thornmint Road 2nd Floor, San Diego, CA 92127

Mailing Address

Phone number

(858) 487-3939

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (37 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FINANCIAL SENSE ADVISORS, INC MAP BROCHURE (3/31/2025)

FINANCIAL SENSE ADVISORS, INC. BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,104
AUM (Assets Under Management)	$ 681,412,925

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Christopher M. Puplava

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Michael Puplava's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINANCIAL SENSE SECURITIES, INC.

LPL FINANCIAL LLC

FINANCIAL SENSE SECURITIES, INC.

Primary Firm SEC Registration

FINANCIAL SENSE ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/9/2009

SIE

Date: 10/1/2018

Series 7

Date: 10/3/2009

FINRA

Current Firm

FINANCIAL SENSE ADVISORS, INC.

Contact information

SEC notice filing (37 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FINANCIAL SENSE ADVISORS, INC.

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