CS
Christopher T. Sauve
CETERA INVESTMENT ADVISERS
Escanaba, MI 49829
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CRD#: 5022254
CS
Christopher Thomas SauveCETERA INVESTMENT ADVISERS
Professional summary
Christopher Thomas Sauve is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Escanaba, Michigan and CETERA WEALTH SERVICES, LLC located in Escanaba, Michigan.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Christopher has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: GREAT LAKES WEALTH ADVISORS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 02/2019 POSITION/TITLE/RELATIONSHIP: CO-OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES; 2. NAME OF OTHER BUSINESS: GRANDMARK, LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: OFFICE RENTAL START DATE: 06/2022 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: OFFICE AND APARTMENT RENTALS; 3. NAME OF OTHER BUSINESS: CTS SECURITIES, INC. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: S CORP FOR TAX PURPOSES START DATE: 04/2021 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: S CORP FOR TAX PURPOSES WITH COMPENSATION FROM BEING A FINANCIAL ADVISOR; 4. NAME OF OTHER BUSINESS: GRANDMARK STORAGE LLC; INVESTMENT RELATED: NO; ADDRESS: 915 BLACKWELL AVE, GLADSTONE, MI 49837; NATURE OF BUSINESS: STORAGE FACILITY; START DATE: 11/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: RENTING AND MAINTAINING STORAGE UNITS;
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Thomas Sauve's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 1, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 812 Ludington St, Escanaba, MI 49829RIA
CRD#: 105644
Escanaba, MI
Current
December 1, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 812 Ludington St., Escanaba, MI 49829BD
CRD#: 13572
ESCANABA, MI
Past
February 22, 2019 - December 3, 2025
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
Escanaba, MI
Past
February 22, 2019 - December 3, 2025
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
Escanaba, MI
Past
July 1, 2013 - February 22, 2019
ADVANTAGE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 146236
ESCANABA, MI
Past
July 31, 2012 - March 7, 2019
LPL FINANCIAL LLC
BD
CRD#: 6413
ESCANABA, MI
Past
August 14, 2009 - July 31, 2012
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
ESCANABA, MI
Past
August 31, 2005 - August 14, 2009
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
LIVONIA, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(12/1/2025)
RR
Florida(12/22/2025)
RR
Georgia(12/1/2025)
RR
Hawaii(12/1/2025)
RR
Kentucky(1/2/2026)
RR
Michigan(12/1/2025)
IAR
Michigan(12/1/2025)
RR
New Mexico(12/1/2025)
RR
North Carolina(12/4/2025)
RR
Ohio(12/2/2025)
RR
Pennsylvania(1/2/2026)
RR
South Carolina(2/6/2026)
RR
Wisconsin(12/1/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Loading...
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
