John C. Lofrumento
ALLSTATE FINANCIAL ADVISORS
Ballston Lake, NY 12019-1647
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CRD#: 5022240
Professional summary
John Charles Lofrumento, CFP® is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Ballston Lake, New York and ALLSTATE FINANCIAL SERVICES, LLC located in Ballston Lake, New York.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. John has worked at 2 firms and has passed the Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LANDLORD-LONGKILL DEVELOPMENT LLC POSITION: Sole Member NATURE: I own commerical and residential rental properties through this LLC and rent space to tenants. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/29/2016 ADDRESS: 5 Longkill Road Ste 1, Ballston Ln NY 12019, United States DESCRIPTION: I am a landlord WILTON REASSURANCE LIFE COMPANY OF NEW YORK POSITION: Servicing Agent NATURE: I receive trailing commissions from this company for business written for Allstate Life Insurance Company of New York. INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 05/01/2023 ADDRESS: PO Box 4273, Clinton IA 52733, United States DESCRIPTION: I service in-force policies for which I am the writing or servicing agent.
CRS (Client Relationship Summary) - RIA
Click below to view John Charles Lofrumento's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Experience
Current
September 21, 2023 - Present
ALLSTATE FINANCIAL ADVISORS, LLC
Office #1: 5 Longkill Rd Ste 1, Ballston Lake, NY 12019-1647RIA
CRD#: 109524
Ballston Lake, NY
Current
September 22, 2005 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 5 Longkill Rd Ste 1, Ballston Lake, NY 12019-1647BD
CRD#: 18272
Ballston Lake, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
RIA
Registered Investment Advisory firm - (11/21/2007 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New York(10/4/2005)
IAR
New York(9/21/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/15/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
RIA
Registered Investment Advisory firm - (11/21/2007 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Mailing Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Phone number
(877) 232-2142
Established
Firm type
Fiscal year end
# of Employees
337
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
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