Dana L. Cornell

LINCOLN PARK CAPITAL

OLEAN, NY 14760

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CRD#: 5022202

Professional summary

Dana Louis Cornell, CFP®, CIMA®, who also goes by Dana L Cornell, is a registered financial advisor currently at LINCOLN PARK CAPITAL LLC located in Olean, New York.

Dana is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Dana has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dana L Cornell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dana Louis Cornell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

CIMA^®

Certified Investment Management Analyst

Experience

Current

May 1, 2026 - Present

LINCOLN PARK CAPITAL LLC

Office #1: 125 South Union Street, Olean, NY 14760

RIA

CRD#: 330031

OLEAN, NY

Past

May 17, 2022 - April 5, 2023

ORG PARTNERS

RIA

CRD#: 312728

Olean, NY

Past

May 13, 2022 - April 5, 2023

IGM BROKERAGE

CRD#: 310654

RALEIGH, NC

Past

September 8, 2021 - February 21, 2022

BV SECURITIES, LLC

CRD#: 103800

DALLAS, TX

Past

September 14, 2010 - January 25, 2021

MORGAN STANLEY

RIA

CRD#: 149777

OLEAN, NY

Past

June 1, 2009 - January 25, 2021

MORGAN STANLEY

CRD#: 149777

OLEAN, NY

Past

August 17, 2007 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

BUFFALO, NY

Past

October 25, 2005 - August 22, 2007

EDWARD JONES

CRD#: 250

LAKEWOOD, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(5/1/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/28/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/24/2005

General Securities Representative Examination

Current Firm

LINCOLN PARK CAPITAL LLC

CRD#: 330031 / SEC#: 801-129961

RIA

Registered Investment Advisory firm - (4/19/2024 120-Day Approval)

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Contact information

Main Address

125 South Union Street, Olean, NY 14760

Mailing Address

Phone number

(866) 938-6540

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	143
AUM (Assets Under Management)	$ 22,050,340

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Dana L. Cornell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dana Louis Cornell's CRS (Customer Relationship Summary).

Certified licenses

Experience

LINCOLN PARK CAPITAL LLC

ORG PARTNERS

IGM BROKERAGE

BV SECURITIES, LLC

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 63

Date: 10/28/2005

SIE

Date: 10/1/2018

Series 7

Date: 10/24/2005

Current Firm

LINCOLN PARK CAPITAL LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LINCOLN PARK CAPITAL LLC

TRUST BUT VERIFY

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