Lynne S. Mancini
Professional summary
Lynne Susan Mancini, who also goes by Lynne Mancini, Lynne Susan Mancini-dixon, Lynne Susan Wisniewski, is a registered financial professional currently at SCOTIA CAPITAL (USA) INC. located in New York, New York.
Lynne is registered as a RR (Registered Representative) and started their career in finance in 2006. Lynne has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lynne Susan Mancini's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 7, 2020 - Present
SCOTIA CAPITAL (USA) INC.
Office #1: 250 Vesey Street, New York, NY 10281January 15, 2019 - October 28, 2019
MIZUHO SECURITIES USA LLC
March 21, 2013 - January 11, 2019
BNY MELLON CAPITAL MARKETS, LLC
August 12, 2011 - January 29, 2013
TRADEWEB DIRECT LLC
June 1, 2011 - August 1, 2011
WSA FIXED INCOME, LLC
May 11, 2010 - June 1, 2011
WALL STREET ACCESS
June 19, 2008 - May 12, 2010
TRADEWEB DIRECT LLC
October 26, 2007 - July 8, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 25, 2006 - July 8, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/7/2020)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE Texas, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
SCOTIA CAPITAL (USA) INC.
CRD#: 2739 / SEC#: , 8-3716
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SCOTIA HOLDINGS (USA) LLC | SOLE SHAREHOLDER | |
| ATTIA, MONCEF | BOARD MEMBER | 4852031 |
| DUSSEAU, SEAN MICHAEL | CHIEF OPERATING OFFICER & BOARD MEMBER | 6628832 |
| GALANTE, ANTHONY JAMES | CHIEF FINANCIAL OFFICER | 2168905 |
| GEORGALAS, ANDREAS ZANIS | CHIEF LEGAL OFFICER | 4769326 |
| GOHMAN, BENJAMIN E | BOARD MEMBER | 4835406 |
| KAUSHIK, KSHAMTA | CHAIR OF THE BOARD AND PRESIDENT AND CHIEF EXECUTIVE OFFICER | 7523252 |
| KHAN, ARIF KAMAL | CHIEF COMPLIANCE OFFICER | 5011278 |
| NATHANSON, GARY | BOARD MEMBER | 4825746 |
| PATEL, HEMANG | CHIEF OPERATIONS OFFICER | 8032984 |
| WANG, ELSA YI-HUI | BOARD MEMBER | 5984605 |
| WILSON, MARC-ANDRE | BOARD MEMBER | 6455732 |
Disclosures
| Regulatory Event | 9 |
Red Flags
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