Michael A. Santo
Professional summary
Michael Alves Santo, who also goes by Maicol Alves Santo, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Framingham, Massachusetts and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Michael has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Alves Santo's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 21, 2025 - Present
EMPOWER ADVISORY GROUP, LLC
January 13, 2015 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111June 3, 2010 - October 2, 2015
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
October 23, 2009 - May 11, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 28, 2006 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
September 7, 2005 - September 26, 2006
MMC SECURITIES LLC
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
