Robert E. Jeppson

JEPPSON WEALTH MANAGEMENT

Manhattan Beach, CA 90266

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CRD#: 5020524

Professional summary

Robert E Jeppson, who also goes by Robert Edward Jeppson, is a registered financial advisor currently at JEPPSON WEALTH MANAGEMENT, LLC located in Manhattan Beach, California.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Robert has worked at 2 firms and has passed the Series 65, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robert Edward Jeppson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. ROBERT E. JEPPSON ATTORNEY-AT-LAW; NON-INVESMENT RELATED; SOUTH LAKE TAHOE, CA; LAW; ATTORNEY; OWNER; APRIL 2014; MULTIPLE; ATTORNEY FOR CLIENTS. 2. ROBERT E. JEPPSON REAL ESTATE BROKER; NON-INVESMENT RELATED; SOUTH LAKE TAHOE, CA; REAL ESTATE; REAL ESTATE BROKER; OWNER; FEBRUARY 2017; MULTIPLE; BROKER.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert E Jeppson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 25, 2021 - Present

JEPPSON WEALTH MANAGEMENT, LLC

Office #1: 1230 Rosecrans Avenue Suite 300, Manhattan Beach, CA 90266

RIA

CRD#: 305552

Manhattan Beach, CA

Past

November 23, 2005 - April 23, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

EL SEGUNDO, CA

Past

October 13, 2005 - April 23, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

EL SEGUNDO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JEPPSON WEALTH MANAGEMENT, LLC

CRD#: 305552 / SEC#: 801-117384

RIA

Registered Investment Advisory firm - (9/24/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/25/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/13/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 11/17/2005

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 10/12/2005

General Securities Representative Examination

Current Firm

JEPPSON WEALTH MANAGEMENT, LLC

CRD#: 305552 / SEC#: 801-117384

RIA

Registered Investment Advisory firm - (9/24/2019 Approved)

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Contact information

Main Address

1230 Rosecrans Avenue Suite 300, Manhattan Beach, CA 90266

Mailing Address

Phone number

(424) 456-3111

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

JEPPSON WEALTH MANAGEMENT WRAP FEE PROGRAM BROCHURE (3/18/2025)

JEPPSON WEALTH MANAGEMENT DISCLOSURE BROCHURE (3/18/2025)

Regulatory assets under management

Total Number of Accounts	938
AUM (Assets Under Management)	$ 703,066,791

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert E. Jeppson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert E Jeppson's CRS (Customer Relationship Summary).

Certified licenses

Experience

JEPPSON WEALTH MANAGEMENT, LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

JEPPSON WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/13/2020

Series 66

Date: 11/17/2005

Series 7

Date: 10/12/2005

Current Firm

JEPPSON WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JEPPSON WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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