CB

Christopher P. Bailey

J.P. MORGAN INVESTMENT MANAGEMENT
New York, NY 10172
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CRD#: 5020171
CB

Professional summary


Christopher P Bailey, who also goes by Christopher Prince Bailey, Christopher Bailey, is a registered financial advisor currently at J.P. MORGAN INVESTMENT MANAGEMENT INC. located in New York, New York.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Christopher has worked at 4 firms and has passed the Series 63 and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Christopher Prince Bailey | Christopher Bailey

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - RIA


Click below to view Christopher P Bailey's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 22, 2021 - Present

J.P. MORGAN INVESTMENT MANAGEMENT INC.

Office #1: 277 Park Ave, New York, NY 10172
RIA
CRD#: 107038
New York, NY
Past

November 8, 2010 - November 23, 2012

BROWNSTONE INVESTMENT GROUP, LLC

BD
CRD#: 43884
NEW YORK, NY
Past

October 1, 2008 - March 27, 2009

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

October 5, 2005 - October 1, 2008

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
NEW YORK, NY

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JM
J.P. MORGAN INVESTMENT MANAGEMENT INC.
J.P. MORGAN ASSET MANAGEMENT | MORGAN J P INVESTMENT MANAGEMENT INC | JPMORGAN FLEMING ASSET MANAGEMENT | JPMORGAN ASSET MANAGEMENT | J.P. MORGAN INVESTMENT MANAGEMENT INC.

CRD#: 107038 / SEC#: 801-21011

RIA
Registered Investment Advisory firm - (4/4/1984 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(1/22/2021)

Exams


State Security Law Exam
General Industry/Product Exam

Current Firm


JM
J.P. MORGAN INVESTMENT MANAGEMENT INC.
J.P. MORGAN ASSET MANAGEMENT | MORGAN J P INVESTMENT MANAGEMENT INC | JPMORGAN FLEMING ASSET MANAGEMENT | JPMORGAN ASSET MANAGEMENT | J.P. MORGAN INVESTMENT MANAGEMENT INC.

CRD#: 107038 / SEC#: 801-21011

RIA
Registered Investment Advisory firm - (4/4/1984 Approved)
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Contact information


Main Address
270 Park Avenue, New York, NY 10017-2014
Mailing Address
Phone number
(800) 343-1113
Established
Firm type
Fiscal year end
# of Employees
3,186

SEC notice filing (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Regulatory assets under management


Total Number of Accounts114,499
AUM (Assets Under Management)$ 2,985,273,722,862

Accountant surprise examination report


Filing DateForm ADV-E CoverForm ADV-E Report
01/28/2026
10/28/2024
01/25/2024

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


J.P. MORGAN INVESTMENT MANAGEMENT INC.

CRD#: 107038New York, NY 10172

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