Christopher P. Bailey
Professional summary
Christopher P Bailey, who also goes by Christopher Prince Bailey, Christopher Bailey, is a registered financial advisor currently at J.P. MORGAN INVESTMENT MANAGEMENT INC. located in New York, New York.
Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Christopher has worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christopher P Bailey's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 22, 2021 - Present
J.P. MORGAN INVESTMENT MANAGEMENT INC.
Office #1: 277 Park Ave, New York, NY 10172November 8, 2010 - November 23, 2012
BROWNSTONE INVESTMENT GROUP, LLC
October 1, 2008 - March 27, 2009
J.P. MORGAN SECURITIES LLC
October 5, 2005 - October 1, 2008
J.P. MORGAN SECURITIES INC.
Primary Firm SEC Registration
J.P. MORGAN INVESTMENT MANAGEMENT INC.
CRD#: 107038 / SEC#: 801-21011
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/22/2021)
Exams
Current Firm
J.P. MORGAN INVESTMENT MANAGEMENT INC.
CRD#: 107038 / SEC#: 801-21011
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 114,499 |
| AUM (Assets Under Management) | $ 2,985,273,722,862 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2024 | ||
| 01/25/2024 | ||
| 01/27/2023 |
Red Flags
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