Rayna C. Schnapp
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rayna Carrie Schnapp was a registered financial professional .
Rayna is a previously registered financial professional and started their career in finance in 2005. Rayna had worked at 3 firms and has passed the Series 63, SIE and Series 37 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 30, 2017 - August 29, 2017
VIII CAPITAL CORP.
June 11, 2009 - December 2, 2016
VIII CAPITAL CORP.
October 11, 2008 - March 5, 2009
THOMAS WEISEL PARTNERS LLC
September 8, 2005 - October 10, 2008
THOMAS WEISEL PARTNERS (USA) INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 37
Date: 8/29/2005
Canada Module of the General Securities Registered Representative (With Options Questions)Current Firm
VIII CAPITAL CORP.
CRD#: 39759 / SEC#: , 8-48886
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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