Kevin P. O'connell

FIDUCIENT ADVISORS LLC

Wellesley, MA 02481

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CRD#: 5018889

Professional summary

Kevin Patrick O'connell, who also goes by Kevin Patrick O Connell, Kevin P O'connell, is a registered financial advisor currently at FIDUCIENT ADVISORS LLC located in Wellesley, Massachusetts.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Kevin has worked at 4 firms and has passed the Series 63, Series 7TO, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kevin Patrick O Connell | Kevin P O'connell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1 West Soccer Club , Not Investment Related,, Board Director, Began, 1-5 hours per month, none during trading hours. 2. Roxbury Latin School, Not Investment Related, West Roxbury, MA, President-Alumni Council, 1 hour per month, none during trading hours. 3. Association for the Relief of Aged Women of New Bedford; Investment-Related; New Bedford, MA; Non-profit organization; Member; 2hrs per month, 0 during trading hours; Help guide/advise finance committee and board members on portfolio management issues

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Patrick O'connell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 31, 2023 - Present

FIDUCIENT ADVISORS LLC

Office #1: 20 William Street, Suite 165, Wellesley, MA 02481Office #2: 100 Northfield Drive Suite 200, Windsor, CT 06095

RIA

CRD#: 106720

Wellesley, MA

Past

February 14, 2017 - February 1, 2022

FORESIDE FUND SERVICES, LLC

CRD#: 46106

Boston, MA

Past

December 14, 2015 - November 3, 2016

GOLDMAN SACHS & CO. LLC

CRD#: 361

BOSTON, MA

Past

August 9, 2013 - September 29, 2015

BNY MELLON SECURITIES CORPORATION

CRD#: 231

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIDUCIENT ADVISORS LLC

DIMEO SCHNEIDER & ASSOCIATES LLC | FIDUCIENT ADVISORS LLC

CRD#: 106720 / SEC#: 801-48820

RIA

Registered Investment Advisory firm - (3/27/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(2/7/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/28/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 4/29/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 11/5/2013

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 8/9/2013

General Securities Representative Examination

Current Firm

FIDUCIENT ADVISORS LLC

DIMEO SCHNEIDER & ASSOCIATES LLC | FIDUCIENT ADVISORS LLC

CRD#: 106720 / SEC#: 801-48820

RIA

Registered Investment Advisory firm - (3/27/1995 Approved)

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Contact information

Main Address

500 W Madison Street Suite 3260, Chicago, IL 60661-4593

Mailing Address

Phone number

(312) 853-1000

Established

Firm type

Fiscal year end

# of Employees

218

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIDUCIENT ADVISORS LLC PART 2A (11/25/2025)

Regulatory assets under management

Total Number of Accounts	1,150
AUM (Assets Under Management)	$ 67,638,977,771

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/30/2024	Cover Page	Report
11/14/2023	Cover Page	Report
01/23/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kevin P. O'connell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Patrick O'connell's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORESIDE FUND SERVICES, LLC

GOLDMAN SACHS & CO. LLC

BNY MELLON SECURITIES CORPORATION

Primary Firm SEC Registration

FIDUCIENT ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/28/2013

Series 7TO

Date: 4/29/2024

SIE

Date: 10/1/2018

Series 3

Date: 11/5/2013

Series 7

Date: 8/9/2013

Current Firm

FIDUCIENT ADVISORS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FIDUCIENT ADVISORS LLC

TRUST BUT VERIFY

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