Michael T. Dove
Professional summary
Michael Thomas Dove, who also goes by Michael T Dove, Michael Thomas Dove, is a registered financial professional currently at TD ARRANGED SERVICES LLC located in New York, New York and TD SECURITIES (USA) LLC located in Red Bank, New Jersey.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2012. Michael has worked at 6 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Thomas Dove's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 27, 2019 - Present
TD ARRANGED SERVICES LLC
Office #1: 1 Vanderbilt Avenue 11 Floor, New York, NY 10017December 9, 2024 - Present
TD SECURITIES (USA) LLC
Office #1: 2 Bridge Avenue Suite 131, Red Bank, NJ 07701May 31, 2017 - July 21, 2020
COWEN EXECUTION SERVICES LLC
February 14, 2017 - December 9, 2024
COWEN AND COMPANY
April 22, 2014 - February 27, 2017
MACQUARIE CAPITAL (USA) INC.
March 20, 2012 - April 17, 2014
NOMURA SECURITIES INTERNATIONAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/9/2024)
(12/9/2024)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 7/1/2021
Securities Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MEMX LLC
MIAX PEARL, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
TD SECURITIES (USA) LLC
CRD#: 18476 / SEC#: , 8-36747
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TORONTO DOMINION HOLDINGS (U.S.A.), INC. | PARENT | |
| BROADBERY, MICHAEL | CHIEF COMPLIANCE OFFICER | 6947899 |
| GIBSON, GLENN | CHIEF EXECUTIVE OFFICER | 5659024 |
| JENKINS, CHRISTINE J | FINANCIAL & OPERATIONS PRINCIPAL | 4911933 |
| ORTIZ, JORGE LUIS | CHIEF FINANCIAL OFFICER | 2725922 |
| PETROU, CHRISTINA A | CHIEF OPERATING OFFICER | 4007468 |
Disclosures
| Regulatory Event | 20 |
| Criminal | 1 |
Red Flags
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