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FIRM PROFILE
Overview
TD ARRANGED SERVICES LLC is located at 1 Vanderbilt Avenue 11 Floor, New York, NY 10017 and was first established at New York, New York in 02/12/2002. After operating for 24 years, TD ARRANGED SERVICES LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of TD ARRANGED SERVICES LLC’s clients are individuals and 0% of their clients are high net worth individuals. TD ARRANGED SERVICES LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at TD ARRANGED SERVICES LLC are registered to handle securities or provide financial advice. The firm has 13 disclosures, 13 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access TD ARRANGED SERVICES LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at TD ARRANGED SERVICES LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for TD ARRANGED SERVICES LLC Comes From
Understanding the Statistics for TD ARRANGED SERVICES LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
1 Vanderbilt Avenue 11 Floor, New York, NY 10017
1 Vanderbilt Avenue 11 Floor, New York, NY 10017
Small
(212) 827-7000
New York since 02/12/2002
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| COWEN STRUCTURED HOLDINGS INC. | DIRECT PARENT | ||
| BOWEN-FARSEWICZ, MELISSA | FINOP AND PRINCIPAL FINANCIAL OFFICER | 6022667 | |
| CHARNEY, DANIEL S | CHIEF EXECUTIVE OFFICER | 2158255 | |
| HOLMES, JOHN | CHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER | 1281617 | |
| SUNDRAM, JEFFREY JOSEPH RODRIGUES | CHIEF COMPLIANCE OFFICER | 6191294 |
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Advisor's working at TD ARRANGED SERVICES LLC
Matthew Anthony Baldassano
Daniel S. Charney
Stephen M Maltz
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