Kristin M. Terranella-gumina

RYAN POAGE & CO.

Kansas City, MO 64112

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CRD#: 5018351

Professional summary

Kristin Michelle Terranella-gumina, who also goes by Kristin Michelle Terranella, is a registered financial advisor currently at RYAN POAGE & CO. located in Kansas City, Missouri and PURSHE KAPLAN STERLING INVESTMENTS located in Kansas City, Missouri.

Kristin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Kristin has worked at 5 firms and has passed the Series 66, Series 99TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kristin Michelle Terranella

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) RYAN POAGE & CO.; INVESTMENT RELATED; 800 W 47TH STREET, SUITE 700, KANSAS CITY, MO 64112; RIA; FINANCIAL PLANNING ASSOCIATE; 7/2010; 145 HRS/MONTH; 6 DURING TRADING HRS; PREPARING FINANCIAL PLANS, TRADE EXECUTION. 2) RYAN POAGE & CO FIXED INSURANCE SALES. 800 W 47TH STREET, SUITE 700, KANSAS CITY, MO 64112. FIXED INSURANCE, AGENT. START DATE 7/2015. 1HR/MONTH, 0 DURING TRADING. FIXED INSURANCE SALES. 3) KRISTIN M. TERRANELLA-GUMINA NOTARY PUBLIC. 9005 N. COSBY AVE, KANSAS CITY, MO 64154. 8/2015-PRESENT, 1 HR/MONTH DURING TRADING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kristin Michelle Terranella-gumina's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 5, 2011 - Present

RYAN POAGE & CO.

Office #1: 800 W. 47th Street Suite 700, Kansas City, MO 64112

RIA

CRD#: 157432

Kansas City, MO

Current

July 1, 2011 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 800 W. 47th Street Suite 700, Kansas City, MO 64112

CRD#: 35747

Kansas City, MO

Past

June 17, 2011 - June 21, 2011

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

KANSAS CITY, MO

Past

August 10, 2010 - June 30, 2011

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

KANSAS CITY, MO

Past

August 10, 2010 - June 30, 2011

SECURITIES AMERICA, INC.

CRD#: 10205

KANSAS CITY, MO

Past

October 30, 2008 - August 2, 2010

WADDELL & REED

RIA

CRD#: 866

INDEPENDENCE, MO

Past

July 31, 2008 - August 2, 2010

WADDELL & REED

CRD#: 866

INDEPENDENCE, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Colorado
(6/14/2021)

IAR

Kansas
(11/24/2015)

Missouri
(7/1/2011)

IAR

Missouri
(7/5/2011)

IAR

Texas
(12/8/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/29/2008

Uniform Combined State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/30/2008

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

RYAN POAGE & CO.

BAXTER WEALTH, LLC | RYAN POAGE & CO., LLC | RYAN POAGE & CO.

CRD#: 157432 / SEC#: 801-72330

RIA

Registered Investment Advisory firm - (6/19/2012 Terminated)

Colorado

Registered Investment Advisory firm - (6/14/2021 Approved)

Kansas

Registered Investment Advisory firm - (4/23/2012 Approved)

Missouri

Registered Investment Advisory firm - (5/4/2012 Approved)

Texas

Registered Investment Advisory firm - (10/24/2014 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

800 W. 47th Street Suite 700, Kansas City, MO 64112

Mailing Address

Phone number

(816) 531-4555

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	597
AUM (Assets Under Management)	$ 102,392,364

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kristin M. Terranella-gumina

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kristin Michelle Terranella-gumina's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

PURSHE KAPLAN STERLING INVESTMENTS

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

WADDELL & REED

WADDELL & REED

State Registrations and Notice Filings

Exams

Series 66

Date: 10/29/2008

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 7/30/2008

FINRA

Current Firm

RYAN POAGE & CO.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RYAN POAGE & CO.

TRUST BUT VERIFY

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