JUDYANN P. WILLIAMSON
CAPFINANCIAL SECURITIES. | Financial Advisor, Advice & Wellness
Raleigh, NC 27609
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CRD#: 5018182
Professional summary
JUDYANN PERALTA WILLIAMSON, who also goes by Judyann Altagracia Peralta, is a registered financial professional currently at CAPFINANCIAL SECURITIES, LLC. located in Raleigh, North Carolina.
JUDYANN is registered as a RR (Registered Representative) and started their career in finance in 2011. JUDYANN has worked at 2 firms and has passed the SIE and Series 7 exams.
Biography
Judy joined CAPTRUST in 2012. In her role as an advice and wellness wealth advisor within the firms Institutional Services Group, she works with retirement plan participants and provides wealth management advice for plan sponsors.
Her specialties include, but are not limited to, net worth, cash flow analysis, risk tolerance, expected returns, asset allocation, contribution, and investment plan advice.
Prior to joining CAPTRUST, Judy served as a registered client associate with Wells Fargo Advisors. She worked alongside financial advisors to develop individualized financial plans for clients—everything from retirement goals to business succession planning and family legacy intentions. Judy supported comprehensive planning and advice, investment management, brokerage services, private banking, estate planning strategies, and both individual and institutional retirement planning.
In her spare time, Judy enjoys singing, reading, and listening to podcasts. She graduated from Boston College with a Bachelor of Science degree in business administration.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Judyann Altagracia Peralta
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view JUDYANN PERALTA WILLIAMSON's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
Boston
BS - Business administration
Experience
Current
October 12, 2012 - Present
CAPFINANCIAL SECURITIES, LLC.
Office #1: 4208 Six Forks Road #1700, Raleigh, NC 27609BD
CRD#: 126291
Raleigh, NC
Past
September 14, 2011 - September 21, 2012
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
RALEIGH, NC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CAPFINANCIAL SECURITIES, LLC.
CAPFI INSURANCE SERVICES LLC | FREEDOM ONE | DEFINED CONTRIBUTION ADVISORS INC OR DCADVISORS | CFS SECURITIES, LLC | CAPTRUST FINANCIAL ADVISORS OR "CAPTRUST" | CAPTRUST FINANCIAL ADVISORS | CAPTRUST | CAPFINANCIAL SECURITIES, LLC. | CAPFINANCIAL PARTNERS, LLC
CRD#: 126291 / SEC#: , 8-65870
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
4208 Six Forks Road, Suite 1700, Raleigh, NC 27609
Mailing Address
4208 Six Forks Road, Suite 1700, Raleigh, NC 27609
Phone number
(919) 870-6822
Established
North Carolina since 11/21/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE CAPFINANCIAL GROUP, LLC | MEMBER | |
| BUCHANAN, DENISE MCGEE | CCO/MUNI PRINCIPAL/SENIOR DIRECTOR/FINOP/PFO/POO | 1284353 |
| EARLS, MARY CHRISTINE | SENIOR DIRECTOR/FINOP | 6178047 |
| HOYLE, WILSON SMITH III | MANAGING DIRECTOR | 2444392 |
| SHOFF, DERICK DON | MANAGING DIRECTOR | 1140640 |
| STROTHER, MICHAEL DAVID | SENIOR DIRECTOR, FINOP | 2457427 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
CAPFINANCIAL SECURITIES, LLC.
Financial Advisor, Advice & WellnessCRD#: 126291Raleigh, NC 27609TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
