Peter W. Badger
Professional summary
Peter Whittemore Badger is a registered financial professional currently at NATALLIANCE SECURITIES, LLC located in Austin, Texas.
Peter is registered as a RR (Registered Representative) and started their career in finance in 1981. Peter has worked at 8 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter Whittemore Badger's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 12, 2016 - Present
NATALLIANCE SECURITIES, LLC
Office #1: 3101 Bee Cave Rd Suite 270, Austin, TX 78746November 9, 2010 - March 30, 2016
MORGAN STANLEY
December 1, 2009 - August 19, 2010
MADISON WILLIAMS AND COMPANY
July 7, 2000 - December 16, 2009
SANDERS MORRIS LLC
March 13, 1995 - July 6, 2000
SPIRES FINANCIAL, L.P.
December 14, 1994 - March 13, 1995
PINNACLE FINANCIAL, INC.
July 25, 1987 - August 24, 1994
WESTCAP GOVERNMENT SECURITIES, INC.
October 14, 1981 - December 13, 1994
WESTCAP SECURITIES, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationFINRA
Current Firm
NATALLIANCE SECURITIES, LLC
CRD#: 39455 / SEC#: , 8-48723
Contact information
FINRA licenses (46 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATALLIANCE HOLDING COMPANY LLC | OWNER | |
| ADAMS, JASON | BOARD MEMBER | 2690575 |
| BRENNER, ANDREW SCOTT | BOARD MEMBER | 1227535 |
| BUSH, FRED COSTON | CFO/COO | 3075024 |
| CARREON, MICHELLE ELLIS | CCO | 4861485 |
| GIORDANO, MICHAEL JAMES | BOARD MEMBER | 5942248 |
| HENDRICKSON, GEORGE ALEXANDER BROWN | BOARD MEMBER | 2382347 |
| LIEPMAN, JOHN FRANCIS | BOARD MEMBER | 2037298 |
| LOERCH, SAMUEL JAMES | BOARD MEMBER | 1195328 |
| SALTER, MARK MYLES | BOARD MEMBER/CEO/PRESIDENT | 1180139 |
| TAYLOR, BRADFORD STEPHEN | BOARD MEMBER | 5751455 |
Disclosures
| Regulatory Event | 8 |
Red Flags
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