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RB

Ryan Burke

CRD# 5016797·Registered 2006 - 2026
Previously Registered: Being a previously registered professional could mean that Ryan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Ryan Burke, who also goes by Ryan Timothy Burke, was a registered financial advisor. Ryan was a previously registered financial professional and started their career in finance 2006 - 2026. Ryan had worked at 7 firms and has passed the Series 63, Series 79TO, Series 57TO, Series 99TO, SIE, Series 55, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ryan Timothy Burke

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years registered in the securities industry

Current & Past Employments

Past

SOFI SECURITIES LLCPast·CRD# 151717
BD
San Francisco, CA
December 4, 2024 - November 6, 2026
M1 FINANCE LLCPast·CRD# 281242
BD
Chicago, IL
March 5, 2021 - November 5, 2024
DRIVEWEALTH, LLCPast·CRD# 165429
BD
New York, NY
October 21, 2019 - March 25, 2021
STASH CAPITAL LLCPast·CRD# 287728
BD
New York, NY
August 29, 2017 - September 9, 2019
MACQUARIE CAPITAL (USA) INC.Past·CRD# 36368
BD
New York, NY
December 1, 2009 - February 3, 2016
FOX-PITT KELTON COCHRAN CARONIA WALLER (USA) LLCPast·CRD# 10485
BD
New York, NY
June 20, 2006 - December 1, 2009
SWISS RE CAPITAL MARKETS CORPORATIONPast·CRD# 39978
BD
New York, NY
February 6, 2006 - June 20, 2006

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Current Firm

SS
SOFI SECURITIES LLC

BOHICA SECURITIES LLC | SOFI SECURITIES LLC

CRD#: 151717 / SEC#: 8-68389
BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

Contact Information

Main Address

234 1st Street, San Francisco, CA 94105

Mailing Address

234 1st Street, San Francisco, CA 94105

Phone Number

(855) 525-7634

Established

New York since 08/04/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SOCIAL FINANCE, LLC.MEMBER—
ALAWAM, MAJDCHIEF ANTI-MONEY LAUNDERING OFFICER8320352
CLARK, TYLERPRINCIPAL OPERATIONS OFFICER4085018
GAZLAY, ALEXANDREAFINOP7317942
HILL, ROBERT MARSHALLPRESIDENT6074166
SEFFINGER, MARKCHIEF COMPLIANCE OFFICER2294049

Disclosures

Regulatory Event

2

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2007About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Feb 2010

Series 7 — General Securities Representative Examination

Passed Feb 2006About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jun 2017About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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