Balaji Jayaraman
Professional summary
Balaji Jayaraman is a registered financial professional currently at INVESTEC SECURITIES (US) LLC located in New York, New York.
Balaji is registered as a RR (Registered Representative) and started their career in finance in 2005. Balaji has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Balaji Jayaraman's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 25, 2016 - Present
INVESTEC SECURITIES (US) LLC
Office #1: 10 East 53rd Street 22nd Floor, New York, NY 10022Office #2: 10 East 53rd Street 22nd Floor, New York, NY 10022September 12, 2011 - May 31, 2016
JEFFERIES LLC
November 23, 2009 - August 25, 2011
MORGAN STANLEY & CO. LLC
May 21, 2009 - September 1, 2009
ICICI SECURITIES INC.
August 22, 2008 - March 17, 2009
MORGAN STANLEY & CO. LLC
October 25, 2005 - August 17, 2006
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/25/2016)
(8/25/2016)
(8/25/2016)
(8/25/2016)
Exams
FINRA
Current Firm
INVESTEC SECURITIES (US) LLC
CRD#: 138421 / SEC#: , 8-67162
Contact information
FINRA licenses (4 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INVESTEC USA HOLDINGS CORP. | SOLE MEMBER | |
| GREEN, JONATHAN EVAN | GENERAL COUNSEL, MANAGER AND DIRECTOR | 7964267 |
| HADZIC, EMINA | CHIEF COMPLIANCE OFFICER (08/2025), CORPORATE SECRETARY (05/2022) | 6316232 |
| NAROV, STEVE | CHIEF FINANCIAL OFFICER, FINOP, PFO, POO, BRANCH OFFICE MANAGER AND GENERAL SECURITIES PRINCIPAL | 3060331 |
| ROSENBLUM, SCOTT S. | NON-EMPLOYEE DIRECTOR | 4251370 |
| SUMNER, NOEL JUSTIN | NON-EMPLOYEE DIRECTOR | 7448843 |
| VAN DER WALT, MARLE | NON-EMPLOYEE DIRECTOR | 7694588 |
Red Flags
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