Bailey S. Barnard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bailey Stone Barnard, who also goes by Biff Barnard, Bailey Stone Bernard, was a registered financial professional .
Bailey is a previously registered financial professional and started their career in finance in 2005. Bailey had worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 19, 2012 - May 17, 2018
CAPULENT LLC
September 24, 2010 - February 10, 2012
SFRI SECURITIES LLC
November 22, 2005 - December 7, 2009
WOOD WARREN & CO. SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAPULENT LLC
CRD#: 155155 / SEC#: , 8-68699
Contact information
FINRA licenses (47 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
