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Nickolas H. Reynolds

TRADESTATION SECURITIES
Plantation, FL 33324
Some features on this profile are disabled
CRD#: 5015946
NR

Professional summary

Nickolas Harris Reynolds, who also goes by Nick Reynolds, is a registered financial professional currently at TRADESTATION SECURITIES, INC. located in Plantation, Florida.

Nickolas is registered as a RR (Registered Representative) and started their career in finance in 2012. Nickolas has worked at 10 firms and has passed the SIE and Series 99 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Nick Reynolds

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nickolas Harris Reynolds's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 9, 2021 - Present

TRADESTATION SECURITIES, INC.

Office #1: 8050 Sw 10th Street Suite 2000, Plantation, FL 33324
BD
CRD#: 39473
Plantation, FL
Past

July 21, 2020 - July 1, 2021

SUNRISE BROKERS LLC

BD
CRD#: 151012
NEW YORK, NY
Past

July 21, 2020 - July 26, 2021

MINT BROKERS

BD
CRD#: 13681
NEW YORK, NY
Past

July 21, 2020 - July 26, 2021

GFI SECURITIES LLC

BD
CRD#: 19982
NEW YORK, NY
Past

July 21, 2020 - July 26, 2021

FMX EXECUTION, LLC

BD
CRD#: 154075
NEW YORK, NY
Past

July 21, 2020 - July 26, 2021

CF SECURED, LLC

BD
CRD#: 285841
NEW YORK, NY
Past

July 21, 2020 - July 26, 2021

BGC FINANCIAL, L.P.

BD
CRD#: 19801
NEW YORK, NY
Past

July 21, 2020 - July 26, 2021

AQUA SECURITIES L.P.

BD
CRD#: 47681
NEW YORK, NY
Past

July 16, 2020 - July 26, 2021

CANTOR FITZGERALD & CO.

BD
CRD#: 134
Jacksonville, FL
Past

March 30, 2012 - August 5, 2020

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
JACKSONVILLE, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99
Date: 3/21/2012
Operations Professional Examination
SRO Registrations
RR
FINRA

Current Firm

TS
TRADESTATION SECURITIES, INC.
ONLINE TRADING INC.COM | TRADESTATION SECURITIES, INC. | TRADESTATION SECURITIES | TRADESTATION | ONLINETRADNG.COM | ONLINETRADINGINC.COM CORP | ONLINETRADING.COM | ONLINETRADEINGINC.COM CORP. | ONLINE TRADING, INC.

CRD#: 39473 / SEC#: , 8-48711

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
8050 Sw 10th Street Suite 2000, Plantation, FL 33324
Mailing Address
8050 Sw 10th Street Suite 2000, Plantation, FL 33324
Phone number
(954) 652-7900
Established
Florida since 09/07/1995
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TRADESTATION GROUP, INC.OWNER - PARENT CORPORATION
BOLEK, JOHN MITCHELLPRINCIPAL OPERATIONS OFFICER2363046
KOROTKIY, PETERPRESIDENT & CHIEF OPERATING OFFICER2706102
MORMILE-WOLPER, MYRA CHRISTINEGENERAL COUNSEL AND ASSISTANT SECRETARY6753154
ROJEK, JAMES HCHIEF FINANCIAL OFFICER & PRINCIPAL FINANCIAL OFFICER3096214
WALTON, HERBERTCHIEF COMPLIANCE OFFICER4030847

Disclosures

Regulatory Event28
Arbitration4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRADESTATION SECURITIES, INC.

CRD#: 39473Plantation, FL 33324

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