Benjamin Harvey Levine

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years registered in the securities industry

Current & Past Employments

Current

WULFF, HANSEN & CO.Current·CRD# 908

RIA

BD

100 Smith Ranch Road Suite 320, San Rafael, CA 94903

September 14, 2005 - Present

Past

MCGINN, SMITH & CO., INC.Past·CRD# 8453

BD

Albany, NY

June 20, 2001 - December 31, 2003

DIRECT CAPITAL SECURITIES, INC.Past·CRD# 29639

BD

Austin, TX

November 24, 2000 - July 6, 2001

COAST PARTNERS FINANCIAL CORPORATIONPast·CRD# 30687

BD

San Rafael, CA

January 2, 1996 - November 16, 2000

PACIFIC GENESIS GROUP, INC.Past·CRD# 37429

BD

Alameda, CA

September 29, 1995 - June 5, 1997

FIRST CALIFORNIA CAPITAL MARKETS GROUP, INC.Past·CRD# 16116

BD

June 26, 1990 - September 29, 1995

MUNICICORP OF CALIFORNIAPast·CRD# 7184

BD

Woodland Hills, CA

October 12, 1987 - April 24, 1990

SAN FRANCISCO SECURITIES, INC.Past·CRD# 7234

BD

August 16, 1976 - March 24, 1980

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Current Firm

WULFF, HANSEN & CO.

WULFF CAPITAL MANAGEMENT | WULFF, HANSEN & CO.

CRD#: 908 / SEC#: 801-126111, 8-292

RIA

Registered Investment Advisory firm - SEC (7/15/2022 Approved)

California

Registered Investment Advisory firm - SEC (8/17/2022 Terminated)

Texas

Registered Investment Advisory firm - SEC (7/18/2022 Terminated)

BD

Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

100 Smith Ranch Road, Suite 320 Suite 320, San Rafael, CA 94903

Mailing Address

100 Smith Ranch Road, Suite 320, San Rafael, CA 94903

Phone Number

(415) 421-8900

Established

California since 12/28/1931

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

# of Employees

9

SEC notice filing (2 States and Territories)

Registered to provide investment advisory services in 2 US states and territories.

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 2 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WULFF CAPITAL MANAGEMENT (7/10/2026)

WULFF CAPITAL MANAGEMENT (3/24/2026)

Direct owners and executive officers

Name	Position	CRD#
CHARLES, CHRISTOPHER DONALD	PRESIDENT, CCO CHIEF COMPLIANCE OFFICER	709131
PANKRATZ, ROBERT JOHN	MUNICIPAL ADVISOR REPRESENTATIVE, DIRECTOR OF OPERATIONS, VICE PRESIDENT	6911222
STEINKAMP, DENNIS HENRY	SENIOR VICE PRESIDENT	1356304
TU, KIM B	CFO/POO FOR REGULATORY PURPOSES ONLY	2047262

Regulatory Assets Under Management

Total Number of Accounts

143

AUM (Assets Under Management)

$144,815,568

Disclosures

Regulatory Event

4

Bond

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WULFF, HANSEN & CO.

WULFF CAPITAL MANAGEMENT | WULFF, HANSEN & CO.

CRD#: 908 / SEC#: 801-126111, 8-292

RIA

Registered Investment Advisory firm - SEC (7/15/2022 Approved)

California

Registered Investment Advisory firm - SEC (8/17/2022 Terminated)

Texas

Registered Investment Advisory firm - SEC (7/18/2022 Terminated)

BD

Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

California
(1/18/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.