BH
Barbara A. Hambrick
CETERA INVESTMENT ADVISERS LLC
FORT SMITH, AR 72903
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CRD#: 5014180
BH
Professional summary
Barbara Anne Hambrick is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Fort Smith, Arkansas and CETERA WEALTH SERVICES, LLC located in Fort Smith, Arkansas.
Barbara is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Barbara has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) HAMBRICK RANCH POSITION: Owner NATURE: AGRICULTURE INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: null START DATE: ADDRESS: Cameron OK 74932, United States DESCRIPTION: Owner 2) LANDMARK FINANCIAL, LLC POSITION: CPA/Financial advisor NATURE: Financial services INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2018 ADDRESS: 3101 South 70th Street, Fort Smith AR 72903, United States DESCRIPTION: Referring advisor related to financial services 3) UNITED WAY OF FORT SMITH AREA POSITION: Endowment committee member NATURE: Consulting position on the endowment committee for the local United Way. This endowment is used to fund the administrative costs of the organization. The investments are in the custody of a local bank and the committee advises on allocation of assets, etc. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2020 ADDRESS: 120 N 13th Street, Fort Smith AR 72901, United States DESCRIPTION: One of several people on a committee to oversee and consult on investment of the endowment funds. Advise the executive committee of the United Way on investment options. No authority to trade on the account. 4) COMPASS PROPERTIES OF FORT SMITH, LLC POSITION: Partner NATURE: Rental real estate INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/31/2021 ADDRESS: 3101 South 70th Street, Fort Smith AR 72903, United States DESCRIPTION: General partner holding interest as an investment only. Oversight of partnership activities if needed. 5) ABILITIES UNLIMITED OF FORT SMITH, INC. POSITION: Board member NATURE: Abilities Unlimited of Fort Smith, Inc. is a non-profit organization serving individuals with intellectual and developmental disabilities since the early 1960's. The beginning of the organization was the accumulative effort of several civic minded citizens and families who had vested interest in the welfare of individuals with disabilities. Making it possible for individuals to receive services in the communities where they lived. The organization is committed to providing services that cultivate long-term individual growth. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 11/15/2022 ADDRESS: 3305 Kibler Rd, Van Buren AR 72956, United States DESCRIPTION: Board membership which includes oversight of the entity's management, decisions related to entity direct and initiatives. 6) UNITED WAY OF FORT SMITH AREA POSITION: Endowment committee chairperson NATURE: Consulting position on the endowment committee for the local United Way. This endowment is used to fund the administrative costs of the organization. The investments are in the custody of a local bank and the committee oversees these services on behalf of the United Way's Executive Committee of the Board of Directors.I confirm my understanding that I would need to recuse myself from making any investment advice or any investment activity in this position. I understand that I cannot participate in investment activity or advise no matter how limited it is. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2020 ADDRESS: 120 N 13th Street, Fort Smith AR 72901, United States DESCRIPTION: One of several people on a committee to oversee and with the executive committee of the United Way related to their endowment account and the uses of those funds for administrative purposes.
CRS (Client Relationship Summary) - RIA
Click below to view Barbara Anne Hambrick's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 3101 South 70th Street, Fort Smith, AR 72903RIA
CRD#: 105644
FORT SMITH, AR
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 3101 South 70th Street, Fort Smith, AR 72903BD
CRD#: 13572
FORT SMITH, AR
Past
October 25, 2019 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Fort Smith, AR
Past
October 25, 2019 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
FORT SMITH, AR
Past
April 25, 2008 - October 27, 2008
BEALL BARCLAY ADVISORS, LLC
RIA
CRD#: 133278
FORT SMITH, AR
Past
June 21, 2006 - October 25, 2019
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
FORT SMITH, AR
Past
June 8, 2006 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
FORT SMITH, AR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(9/5/2025)
IAR
Arkansas(9/5/2025)
RR
Oklahoma(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
