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ML

Mary L. Lecca

ARGONAUTICA PRIVATE WEALTH MANAGEMENT,
Wellesley, MA 02481
Some features on this profile are disabled
CRD#: 5014179
ML

Professional summary

Mary Lourdes Lecca is a registered financial advisor currently at ARGONAUTICA PRIVATE WEALTH MANAGEMENT, INC located in Wellesley, Massachusetts.

Mary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Mary has worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, Series 79TO, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) OWNER OF LECCA HOLDINGS, LLC. A PERSONAL INVESTMENT HOLDING AND SERVICE COMPANY. ADDRESS: 841 LAGRANGE ST. U-7 WEST ROXBURY, MA 02132. HOURS DEVOTED: LESS THAN 1%. 2) INKAMAZON LLC - 20% OWNER AND OFFICER. ADDRESS: 841 LAGRANGE ST. U-7 WEST ROXBURY, MA 02132. COMPENSATION: NONE. HOURS DEVOTED: 4 HRS/MONTH. NO SECURITITES RELATED ACTIVITY. 3) LAGRANGE AT 841 CONDOMINIUM TRUST - TRUSTEE AND TREASURER. ADDRESS: 841 LAGRANGE ST. WEST ROXBURY, MA 02132. COMPENSATION: NONE. HOURS DEVOTED: 1 HR/MONTH. NO SECURITITES RELATED ACTIVITY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mary Lourdes Lecca's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 30, 2022 - Present

ARGONAUTICA PRIVATE WEALTH MANAGEMENT, INC

Office #1: 57 River Street Suite 202, Wellesley, MA 02481
RIA
CRD#: 316736
Wellesley, MA
Past

April 1, 2016 - November 16, 2021

ARETE RESEARCH LLC

BD
CRD#: 128496
BOSTON, MA
Past

November 9, 2011 - March 15, 2016

BERENBERG CAPITAL MARKETS LLC

BD
CRD#: 156757
NEW YORK, NY
Past

November 15, 2007 - February 15, 2011

NILE CAPITAL, LLC

BD
CRD#: 122994
WABAN, MA
Past

August 3, 2006 - July 31, 2008

MCC SECURITIES, INC.

BD
CRD#: 40776
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AP
ARGONAUTICA PRIVATE WEALTH MANAGEMENT, INC
ARGONAUTICA PRIVATE WEALTH MANAGEMENT, INC

CRD#: 316736 / SEC#: 801-122660

RIA
Registered Investment Advisory firm - (11/8/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Massachusetts
(8/30/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/27/2007
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 10/31/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/25/2024
General Securities Representative Examination
General Industry/Product Exam
RR
Series 79TO
Date: 3/25/2024
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 3/25/2024
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/1/2006
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 3/25/2024
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/25/2024
General Securities Principal Examination

Current Firm

AP
ARGONAUTICA PRIVATE WEALTH MANAGEMENT, INC
ARGONAUTICA PRIVATE WEALTH MANAGEMENT, INC

CRD#: 316736 / SEC#: 801-122660

RIA
Registered Investment Advisory firm - (11/8/2021 Approved)
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Contact information

Main Address
57 River Street Suite 202, Wellesley, MA 02481
Mailing Address
Phone number
(781) 591-0200
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (12 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ARGONAUTICA PRIVATE WEALTH MANAGEMENT FORM ADV PART 2A BROCHURE (10/21/2025)
ARGONAUTICA PRIVATE WEALTH MANAGEMENT WRAP BROCHURE (6/26/2025)

Regulatory assets under management

Total Number of Accounts535
AUM (Assets Under Management)$ 507,174,298

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARGONAUTICA PRIVATE WEALTH MANAGEMENT, INC

CRD#: 316736Wellesley, MA 02481

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