Yuet Wah M. Tong
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Yuet Wah Mayme Tong, who also goes by Yuet Wah Mayme Moy, was a registered financial professional .
Yuet Wah is a previously registered financial professional and started their career in finance in 2005. Yuet Wah had worked at 2 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 4, 2008 - September 25, 2015
BENEDETTO, GARTLAND & COMPANY, INC.
September 29, 2005 - September 4, 2008
N.A. INVESTCORP LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BENEDETTO, GARTLAND & COMPANY, INC.
CRD#: 24083 / SEC#: , 8-40919
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
